December 29, 1989 TO: PENSION COMMITTEE NO. 22-89 RE: AGENDA FOR PENSION COMMITTEE MEETING - JANUARY 9, 1990 __________________________________________________________ Attached is a copy of the Pension Committee Agenda for the Tuesday, January 9, 1990 meeting at 1:30 p.m. The meeting...

December 29, 1989 TO: PENSION COMMITTEE NO. 21-89 RE: DRAFT INSTITUTE LETTER CONCERNING HOLD-HARMLESS AGREEMENTS __________________________________________________________ The Pension Committee's subcommittee on California hold- harmless agreements met on December 12, and recommended...

December 27, 1989 TO: UNIT INVESTMENT TRUST MEMBERS NO. 74-89 RE: PENNSYLVANIA ADOPTS OVERSALES POLICY __________________________________________________________ The Pennsylvania Securities Commission recently issued Corporation Finance Release 89-CF-7 that codifies the Commission's...

December 27, 1989 TO: SEC RULES COMMITTEE NO. 81-89 RE: AD HOC COMMITTEE TO EXAMINE PROSPECTUS DISCLOSURE REQUIREMENTS __________________________________________________________ As you know, the SEC has proposed an amendment to the Form N-2 requiring disclosure of fund portfolio...

December 27, 1989 TO: STATE SECURITIES MEMBERS NO. 46-89 UNIT INVESTMENT TRUST MEMBERS NO. 73-89 RE: CLARIFICATION OF MARYLAND INDEFINITE REGISTRATION PROCEDURE __________________________________________________________ As you know, effective July 1, 1989, Maryland adopted a provision...

December 26, 1989 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 87-89 RE: LETTER TO FDIC REGARDING PASS-THROUGH OF DEPOSIT INSURANCE __________________________________________________________ As you know, the Institute has submitted a comment letter to the FDIC in connection with its study...

December 26, 1989 TO: OPERATIONS MEMBERS NO. 37-89 SEC RULES MEMBERS NO. 75-89 TAX MEMBERS NO. 50-89 BROKER/DEALER ADVISORY COMMITTEE NO. 58-89 ACCOUNTING/TREASURERS MEMBERS NO. 8-89 RE: REMINDER -- YEAR-END DIVIDEND REPORTING __________________________________________________________...

December 26, 1989 TO: TAX MEMBERS NO. 51-89 MONEY MARKET FUND CHIEF EXECUTIVE OFFICERS NO. 12-89 RE: PASS-THROUGH OF FEDERAL OBLIGATION INTEREST - NORTH CAROLINA __________________________________________________________ North Carolina has modified the manner and extent to which it...

December 26, 1989 TO: SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 33-89 RE: Agenda for Next Meeting; Minutes of Last Meeting __________________________________________________________ Enclosed, along with the minutes of the Fall 1989 meeting, is a preliminary agenda for the upcoming...

December 22, 1989 TO: STATE SECURITIES MEMBERS NO. 45-89 RE: PENNSYLVANIA ADOPTS OVERSALES POLICY __________________________________________________________ The Pennsylvania Securities Commission recently issued Corporation Finance Release 89-CF-7 that codifies the Commission's policy...