December 22, 1989 TO: SALES FORCE MARKETING COMMITTEE NO. 43-89 RE: JANUARY 19 MEETING __________________________________________________________ Enclosed is our preliminary agenda for the January 19 meeting of the Sales Force Marketing Committee to be held at 8:30 a.m. at The Pointe...

- 1 - December 22, 1989 TO: PENSION COMMITTEE NO. 20-89 RE: IRS ANNOUNCES NON-ENFORCEMENT POSITION CONCERNING CERTAIN PROHIBITED TRANSACTIONS INVOLVING IRAs __________________________________________________________ As you know, the U.S. Department of Labor earlier this year issued an...

December 22, 1989 TO: STATE SECURITIES MEMBERS NO. 44-89 RE: SERIES FUND FEE CHANGE - ILLINOIS __________________________________________________________ The Institute has recently been advised that the Illinois Securities Department has amended Regulation 130.110 regarding payment of...

December 27, 1989 TO: BOARD OF GOVERNORS NO. 78-89 SEC RULES MEMBERS NO. 74-89 RE: LETTER TO SEC CONCERNING LENGTH OF PROSPECTUSES __________________________________________________________ As you know, the SEC has proposed an amendment to the registration statement for closed-end...

December 22, 1989 TO: SALES FORCE MARKETING COMMITTEE NO. 42-89 RE: JANUARY 19 MEETING __________________________________________________________ Enclosed is our preliminary agenda for the January 19 meeting of the Sales Force Marketing Committee to be held at 8:30 a.m. at The Pointe...

December 22, 1989 TO: TAX COMMITTEE NO. 23-89 RE: JANUARY TAX COMMITTEE DISCUSSION OF POSSIBLE 1990 TAX LEGISLATIVE PROPOSALS __________________________________________________________ The 1990 Congressional session may provide an opportunity to amend the tax laws affecting regulated...

December 22, 1989 TO: PUBLIC INFORMATION COMMITTEE NO. 38-89 RE: Agenda for Upcoming January Meeting and Minutes of Last Meeting in September __________________________________________________________ Enclosed is the agenda for the upcoming meeting of the Public Information Committee...

December 22, 1989 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 86-89 RE: VIRGINIA LEGISLATIVE UPDATE __________________________________________________________ As we have previously informed you, the Institute is seeking legislation in Virginia which would eliminate the requirement that...

December 21, 1989 TO: SEC RULES COMMITTEE NO. 80-89 RE: LETTER TO SEC REGARDING PENDING MATTERS __________________________________________________________ As you may recall, the Institute assembled last spring a list of pending matters that had not yet been addressed by the SEC staff...

December 20, 1989 TO: MARKETING COMMITTEE NO. 31-89 DIRECT MARKETING COMMITTEE NO. 40-89 SALES FORCE MARKETING COMMITTEE NO. 41-89 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 32-89 RESEARCH COMMITTEE NO. 36-89 SMALL FUNDS COMMITTEE NO. 9-89 MEMBERS INTERESTED IN PUBLIC INFORMATION NO. 12...