December 8, 1989 TO: PENSION COMMITTEE NO. 19-89 TAX COMMITTEE NO. 22-89 RE: NOTICE OF MEETINGS, TUESDAY, JANUARY 9, 1990 __________________________________________________________ The Tax and Pension Committee meetings have been scheduled for Tuesday, January 9, 1990 at 10:00 a.m...

December 6, 1989 TO: STATE LIAISON COMMITTEE NO. 18-89 UNIT INVESTMENT TRUST COMMITTEE NO. 82-89 RE: NEW NASAA COMMITTEE ESTABLISHED __________________________________________________________ The North American Securities Administrators Association, Inc. ("NASAA") has established a...

December 6, 1989 TO: PENSION MEMBERS NO. 53-89 RE: IRS TO BEGIN ISSUING OPINION LETTERS CONCERNING PROTOTYPE DEFINED CONTRIBUTION PLANS __________________________________________________________ Attached is a copy of IRS Announcement 89-154, which states that the IRS will begin...

- 1 - December 6, 1989 TO: PENSION MEMBERS NO. 52-89 RE: IRS EXTENDS PLAN AMENDMENT DEADLINES __________________________________________________________ Attached is a copy of IRS Revenue Procedure 89-65, which provides extensions of certain plan amendment deadlines and contains other...

December 6, 1989 TO: SEC RULES MEMBERS NO. 66-89 INVESTMENT ADVISER MEMBERS NO. 58-89 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 58-89 RE: DIVISION NO-ACTION RESPONSE REQUIRES SPECIFIC DISCLOSURES BY ADVISER AND QUESTIONS SOLICITOR'S FEE _________________________________________________...

December 6, 1989 TO: PUBLIC INFORMATION COMMITTEE NO. 37-89 MEMBERS - ONE PER COMPLEX NO. 38-89 RE: One Trillion in Assets! __________________________________________________________ Enclosed for your information and use is the news release package that we are sending to the news...

December 5, 1989 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 53-89 INDEPENDENT ACCOUNTANTS ADVISORY GROUP RE: MEETING REMINDER AND AGENDA - DECEMBER 13, 1989 __________________________________________________________ This is to remind you that the Accounting/Treasurers Committee and the...

December 5, 1989 TO: BOARD OF GOVERNORS NO. 72-89 SEC RULES MEMBERS NO. 65-89 RULE 12b-1 AD HOC COMMITTEE RE: NASD PROPOSAL REQUIRING DISCLOSURE OF CDSL ON CONFIRMATION STATEMENT __________________________________________________________ The NASD has proposed an amendment to its Rules...

December 5, 1989 TO: RESEARCH COMMITTEE NO. 34-89 RE: JANUARY RESEARCH COMMITTEE MEETINGS @@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@ Attached is the agenda for our Research Committee meetings to be held Wednesday and Thursday, January 17 and 18, 1990, at the...

December 5, 1989 TO: STATE SECURITIES MEMBERS NO. 42-89 CLOSED-END FUND MEMBERS NO. 65-89 RE: INSTITUTE COMMENT LETTER ON CALIFORNIA PROPOSED ANTI-APARTHEID DISCLOSURE REGULATIONS __________________________________________________________ As we previously informed you, the California...