September 5, 1989 TO: SMALL FUNDS MEMBERS NO. 6-89 RE: 1989 OPERATIONS CONFERENCE __________________________________________________________ Recently, the Institute announced its 1989 Operations Conference for investment companies, to be held at The Peabody Hotel in Orlando, Florida...

September 1, 1989 TO: SEC RULES COMMITTEE NO. 54-89 OPERATIONS COMMITTEE NO. 15-89 UNIT INVESTMENT TRUST COMMITTEE NO. 59-89 RE: SEPTEMBER 19 MEETING TO DISCUSS PROBLEMS WITH IMPLEMENTING INVESTMENT COMPANY ACT RULE 11A-3 __________________________________________________________ As...

September 1, 1989 TO: SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 21-89 RE: Agenda for Upcoming Meeting Minutes of Previous Meeting __________________________________________________________ Enclosed, along with the minutes of the Spring 1989 meeting, is a preliminary agenda for the...

September 1, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 37-89 RE: NASAA PROPOSED REVISIONS TO THE MODEL INVESTMENT ADVISER RULES __________________________________________________________ On Sunday, September 10, 1989, the North American Securities Administrators Association, Inc.'s...

September 1, 1989 TO: BOARD OF GOVERNORS NO. 55-89 MONEY MARKET FUND CHIEF EXECUTIVE OFFICERS NO. 7-89 RE: OKLAHOMA SECURITIES COMMISSION MEETING ON MONEY MARKET FUND ADVERTISING __________________________________________________________ On Wednesday, August 30, the Institute appeared...

September 1, 1989 TO: CLOSED-END FUND COMMITTEE NO. 37-89 RE: NOTICE OF CLOSED-END FUND COMMITTEE MEETING, OCTOBER 18, 1989 __________________________________________________________ A meeting of the Closed-End Fund Committee has been scheduled for 10 a.m. on Wednesday, October 18...

September 1, 1989 TO: SEC RULES COMMITTEE NO. 53-89 RE: NOTICE OF MEETING, OCTOBER 10, 1989 __________________________________________________________ The SEC Rules Committee meeting has been scheduled for Tuesday, October 10, 1989 at 10:00 a.m. The meeting will be held in the South...

September 5, 1989 TO: INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 46-89 INVESTMENT ADVISER MEMBERS NO. 46-89 RE: INSTITUTE HOLDS INVESTMENT ADVISERS CONFERENCE __________________________________________________________ The Institute will hold its annual Investment Advisers Conference on...

August 31, 1989 TO: INTERNATIONAL FUNDS TASK FORCE NO. 11-89 RE: 1990 NATIONAL TREATMENT STUDY __________________________________________________________ The U.S. Treasury is beginning to work on the 1990 National Treatment Study. The purpose of the Study is to report to Congress on...

August 31, 1989 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 58-89 RE: VERMONT PROPOSES REPEAL OF THE MANUAL EXEMPTION __________________________________________________________ As you know, over the past several months many states have attempted to repeal or amend their manual exemption...