August 25, 1989 TO: PUBLIC INFORMATION COMMITTEE NO. 23-89 RE: Agenda for September 28 Committee Meeting __________________________________________________________ Attached is an agenda for the next meeting of the Public Information Committee, which will be held at 2:00 p.m. on...

August 25, 1989 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 55-89 RE: MEETING ON YIELD FORMULA __________________________________________________________ As we previously informed you, the staff of the SEC has requested that the industry submit a formula for a long-term yield number no...

- 1 - August 24, 1989 TO: PENSION COMMITTEE NO. 4-89 RE: INSTITUTE LETTER TO DEPARTMENT OF LABOR CONCERNING IRA PREMIUMS __________________________________________________________ As we previously advised, the Department of Labor recently issued an advisory opinion that concluded that...

August 24, 1989 TO: SEC RULES COMMITTEE NO. 52-89 CLOSED-END FUND COMMITTEE NO. 36-89 UNIT INVESTMENT TRUST COMMITTEE NO. 54-89 INTERNATIONAL FUNDS TASK FORCE NO. 10-89 RE: MEETING ON FOREIGN INVESTMENT RULES RESCHEDULED FOR SEPTEMBER 12 _______________________________________________...

August 23, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 39-89 RE: NOTICE OF TWO-DAY MEETING - SEPTEMBER 26-27, 1989 __________________________________________________________ This is to confirm the two-day meeting of the Broker/Dealer Advisory Committee on Tuesday, September 26 and...

- 1 - August 23, 1989 TO: SEC RULES COMMITTEE NO. 51-89 CLOSED-END FUND COMMITTEE NO. 35-89 UNIT INVESTMENT TRUST COMMITTEE NO. 53-89 INVESTMENT ADVISERS COMMITTEE NO. 35-89 RE: SEC REPROPOSES AMENDMENTS TO RULES UNDER SECTION 16 _______________________________________________________...

August 23, 1989 TO: MARKETING COMMITTEE NO. 21-89 RESEARCH COMMITTEE NO. 24-89 RE: INTERNATIONAL FUNDS TASK FORCE MEETING __________________________________________________________ The Institute plans to hold a meeting of the International Funds Task Force in Washington on September...

- 1 - August 23, 1989 TO: BOARD OF GOVERNORS NO. 52-89 SEC RULES MEMBERS NO. 46-89 PENSION MEMBERS NO. 43-89 RE: SEC ORDER CONCERNING CREF PROCEEDING __________________________________________________________ As we previously advised, the Securities and Exchange Commission ordered a...

- 1 - August 22, 1989 TO: SEC RULES MEMBERS NO. 45-89 PENSION MEMBERS NO. 42-89 INVESTMENT ADVISER MEMBERS NO. 45-89 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 45-89 RE: DEPARTMENT OF LABOR SETTLEMENT OF INVESTIGATION REGARDING ERROR CORRECTION PRACTICES ________________________________...

- 1 - August 22, 1989 TO: BOARD OF GOVERNORS NO. 51-89 RE: COURT OF APPEALS FINDS IN FAVOR OF FUTURES EXCHANGES IN INDEX PARTICIPATION CASE __________________________________________________________ The U.S. Court of Appeals for the Seventh Circuit has ruled in favor of the futures...