November 7, 1989
TO: SEC RULES COMMITTEE NO. 67-89
RE: SPECIAL MEETING DURING SEC/ICI PROCEDURES CONFERENCE
__________________________________________________________
Those of you who are planning to attend the 1989 SEC/ICI
Procedures Conference are invited to attend a special meeting
with certain members of the Securities and Exchange Commission's
Division of Investment Management. This year, the topics for
discussion at the meeting will be disclosure review procedures
and processing of exemptive applications. Mary Podesta,
Associate Director; Marianne Smythe, Associate Director of
Regulation; Matt Chambers, Assistant Director, Office of
Investment Company Regulation; and, other relevant members of the
disclosure review staff have agreed to lead the discussion.
The meeting will be at 4:15 p.m. on Thursday, December 7
following the afternoon session of the conference at the Grand
Hyatt Washington. Attendance at this meeting is limited to SEC
staff and members of the Institute's SEC Rules Committee or a
substitute from your mutual fund complex. Please call Nancy
Inman at the Institute at (202) 955-3515, and let her know if you
plan to attend. In the event you are unable to make arrangements
to attend the meeting in advance of the conference, you may sign
up for the meeting at the hotel on December 7 by seeing Nancy at
the ICI registration desk.
Amy B. Rosenblum
Assistant General Counsel
cc: Mary Podesta
Marianne Smythe
Matt Chambers