June 13, 1990 TO: RESEARCH COMMITTEE NO. 13-90 RE: RANKING RESEARCH PROJECTS FOR FISCAL 1990-1991 @@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@ I enclose the revised set of Group A projects which reflect discussions at the June 6th Committee meeting. The following...

June 12, 1990 TO: UNIT INVESTMENT TRUST MEMBERS NO. 33-90 RE: FINAL RULES ADOPTED BY MASSACHUSETTS REGARDING SALES LITERATURE AND THE MANUAL EXEMPTION __________________________________________________________ The Secretary of State of the Commonwealth of Massachusetts recently...

June 12, 1990 TO: STATE SECURITIES MEMBERS NO. 16-90 RE: MASSACHUSETTS REQUIRES FILING OF SALES LITERATURE __________________________________________________________ The Secretary of the Commonwealth of Massachusetts recently promulgated a final regulation requiring that one copy of...

June 12, 1990 TO: CLOSED-END FUND MEMBERS NO. 21-90 INVESTMENT ADVISER MEMBERS NO. 24-90 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 22-90 SEC RULES MEMBERS NO. 41-90 UNIT INVESTMENT TRUST MEMBERS NO. 35-90 INTERNATIONAL FUNDS TASK FORCE NO. 12-90 RE: CONFERENCE ON RULE 144A - REMINDER _...

June 12, 1990 TO: STATE SECURITIES MEMBERS NO. 17-90 UNIT INVESTMENT TRUST MEMBERS NO. 34-90 RE: SOUTH DAKOTA PROMULGATES FINAL RULES __________________________________________________________ The South Dakota Securities Division recently promulgated final rules with respect to the...

June 12, 1990 TO: BOARD OF GOVERNORS NO. 41-90 SEC RULES COMMITTEE NO. 32-90 1990s REGULATORY TASK FORCE RE: MEETING ON DRAFT 1990s REGULATORY REPORT __________________________________________________________ Attached is a draft of the recommendations section of the regulatory report...

June 11, 1990 TO: BOARD OF GOVERNORS NO. 40-90 MEMBERS - ONE PER COMPLEX NO. 22-90 DIRECT MARKETING COMMITTEE NO. 13-90 MARKETING COMMITTEE NO. 12-90 OPERATIONS COMMITTEE NO. 10-90 PUBLIC INFORMATION COMMITTEE NO. 18-90 RESEARCH COMMITTEE NO. 12-90 SALES FORCE MARKETING COMMITTEE NO...

June 11, 1990 TO: PUBLIC INFORMATION COMMITTEE NO. 19-90 RE: July 16, 1990 __________________________________________________________ As you will recall, members attending the April committee meeting decided that we should have an additional meeting this year. The date chosen for this...

June 8, 1990 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 14-90 RE: AGENDA FOR JUNE 19, 1990 MEETING __________________________________________________________ Attached is the agenda for the Transfer Agent Advisory Committee meeting to be held beginning at 10:00 a.m. on Tuesday, June 19...

June 8, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 19-90 RE: RECEPTION AND DINNER - JUNE 25, 1990 __________________________________________________________ We want to invite you to attend a reception and dinner to be held on June 25th in conjunction with the June 25-26 Broker...