May 16, 1990 TO: STATE SECURITIES MEMBERS NO. 14-90 UNIT INVESTMENT TRUST MEMBERS NO. 28-90 RE: ARIZONA RAISES REGISTRATION FEES __________________________________________________________ The Institute has recently been advised that legislation increasing the registration fees for...

May 16, 1990 TO: CONTRACTUAL PLANS COMMITTEE NO. 5-90 RE: PLAN OF ACTION TO DEFEND CONTRACTUAL PLANS IN THE STATES __________________________________________________________ At its meeting on May 9, 1990, the Contractual Plans Committee discussed actions various states recently have...

May 15, 1990 TO: CONTRACTUAL PLANS COMMITTEE NO. 4-90 RE: NOTICE AND FEE TO CLAIM BLUE CHIP EXEMPTION FROM REGISTRATION IN NEW MEXICO __________________________________________________________ As an alternative to registering securities in New Mexico, contractual plans may claim the...

May 15, 1990 TO: INVESTMENT ADVISERS COMMITTEE NO. 14-90 RE: OKLAHOMA INTRODUCES FINANCIAL PLANNERS ACT __________________________________________________________ Attached is a copy of a bill introduced in Oklahoma to regulate financial planners. The bill would require financial...

May 15, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 18-90 RE: FUND/SERV STATUS REPORT FOR MONTH ENDING APRIL, 1990 __________________________________________________________ Attached is a copy of the Fund/SERV Status Report for the month ending April, 1990. We will continue to send...

May 15, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 17-90 FUND/SERV PARTICIPANTS RE: PENDING BROKER REGISTRATION/FUND ACKNOWLEDGMENT STATUS REPORT __________________________________________________________ Attached is a copy of the Registration Status Report as of April 30, 1990...

May 15, 1990 TO: UNIT INVESTMENT TRUST MEMBERS NO. 27-90 RE: PROPOSED VIRGINIA RULE FOR REFUND OF EXCESS REGISTRATION FEES PAID BY UITS __________________________________________________________ As we previously informed you, legislation increasing the registration fees for unit...

May 14, 1990 TO: PUBLIC INFORMATION COMMITTEE NO. 15-90 RE: New Ad Hoc Subcommittees __________________________________________________________ As discussed in memo 11-90, we are forming several ad hoc subcommittees to monitor fund issues and opportunities which are of interest to the...

May 14, 1990 TO: PENSION MEMBERS NO. 23-90 RE: FREE SOFTWARE FOR COMPUTER GENERATION OF FORM 5307 __________________________________________________________ Attached is IRS Announcement IR 90-78 regarding computer generation of Form 5307, Application for Determination for Adopters of...

May 14, 1990 TO: STATE LIAISON COMMITTEE NO. 12-90 RE: CORRECTION __________________________________________________________ We are re-sending Memorandum to State Liaison Committee No. 11-90, dated May 9, 1990, because the first mailing was missing the Institute's letter to Susan...