May 3, 1990 TO: BOARD OF GOVERNORS NO. 35-90 RE: INSTITUTE TESTIMONY ON BANK SECURITIES AFFILIATES __________________________________________________________ On May 1, the Institute testified at a hearing before the Subcommittee on General Oversight and Investigations of the House...

May 2, 1990 TO: BOARD OF GOVERNORS NO. 34-90 SEC RULES COMMITTEE NO. 25-90 RE: FED ORDER PERMITTING BROKERAGE OF AFFILIATED FUNDS __________________________________________________________ In an order issued April 23, 1990, the Federal Reserve Board approved the application of a bank...

May 2, 1990 TO: FEDERAL LEGISLATION MEMBERS NO. 4-90 FEDERAL LEGISLATION COMMITTEE NO. 2-90 RE: REPORT OF THE CHAIRMAN OF THE FEDERAL LEGISLATION COMMITTEE, APRIL 1990 __________________________________________________________ Attached is a copy of the Report of the Chairman of the...

May 2, 1990 TO: INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 14-90 INVESTMENT ADVISER MEMBERS NO. 15-90 RE: INSTITUTE TESTIFIES ON NASAA PROPOSED REVISIONS TO MODEL AMENDMENTS AND UNIFORM RULES; MEMBERSHIP ADOPTS AMENDED PROPOSAL ________________________________________________________...

May 1, 1990 TO: RESEARCH COMMITTEE NO. 10-90 RE: MEETING DATES AND AGENDA @@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@ Attached is the agenda for the next meeting of the Research Committee on June 6, 1990. The main purpose of the meeting is to discuss the research...

April 30, 1990 TO: BOARD OF GOVERNORS NO. 33-90 MONEY MARKET MEMBERS - ONE PER COMPLEX NO. 7-90 SEC RULES COMMITTEE NO. 24-90 STATE LIAISON COMMITTEE NO. 9-90 UNIT INVESTMENT TRUST COMMITTEE NO. 20-90 CALIFORNIA MEMBERS RE: CALIFORNIA MONEY MARKET LEGISLATION DROPPED _________________...

April 30, 1990 TO: BOARD OF GOVERNORS NO. 32-90 RE: INSTITUTE TESTIMONY ON GLASS-STEAGALL REFORM LEGISLATION __________________________________________________________ On April 24, the Institute testified at a hearing before the United States Senate Banking Committee. The hearing was...

April 30, 1990 TO: BOARD OF GOVERNORS NO. 31-90 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 13-90 INVESTMENT ADVISER MEMBERS NO. 14-90 STATE SECURITIES MEMBERS NO. 13-90 UNIT INVESTMENT TRUST MEMBERS NO. 25-90 RE: INSTITUTE COMMENT LETTER ON THE AGENDA FOR THE ANNUAL SEC-NASAA CONFERENCE...

April 27, 1990 TO: CLOSED-END FUND MEMBERS NO. 16-90 INVESTMENT ADVISER MEMBERS NO. 13-90 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 12-90 OPERATIONS MEMBERS NO. 14-90 SEC RULES MEMBERS NO. 32-90 STATE SECURITIES MEMBERS NO. 12-90 TAX MEMBERS NO. 18-90 UNIT INVESTMENT TRUST MEMBERS NO...

April 27, 1990 TO: MEMBERS - ONE PER COMPLEX NO. 19-90 RE: PETITION FOR DECLARATORY RULING IN CONNECTICUT ON PASS THROUGH TREATMENT FOR FEDERAL OBLIGATION INTEREST __________________________________________________________ As you know, the Institute and others have been working since...