May 7, 1990 TO: FEDERAL LEGISLATION MEMBERS NO. 5-90 FEDERAL LEGISLATION COMMITTEE NO. 3-90 RE: INSTITUTE TESTIMONY ON SAVINGS AND INVESTMENT INCENTIVES BEFORE THE SENATE FINANCE COMMITTEE __________________________________________________________ At a hearing of the Senate Finance...

- 1 - May 7, 1990 TO: CLOSED-END FUND COMMITTEE NO. 13-90 INVESTMENT ADVISERS COMMITTEE NO. 13-90 SEC RULES COMMITTEE NO. 29-90 UNIT INVESTMENT TRUST COMMITTEE NO. 24-90 RULE 12B-1 AD HOC COMMITTEE RE: SEC SEMIANNUAL REGULATORY AGENDA; AMENDMENTS TO RULE 12B-1 WITHDRAWN AS SEPARATE...

May 4, 1990 TO: INTERNATIONAL FUNDS TASK FORCE NO. 7-90 RE: MEETING REGARDING REGULATION S ________________________________________________________ We are scheduling a meeting of the International Funds Task Force on Thursday, May 24 at 10:00 a.m. in the Institute's Conference Room...

May 4, 1990 TO: INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 15-90 INVESTMENT ADVISER MEMBERS NO. 16-90 SEC RULES MEMBERS NO. 33-90 UNIT INVESTMENT TRUST COMMITTEE NO. 22-90 INTERNATIONAL FUNDS TASK FORCE NO. 6-90 CLOSED-END FUND MEMBERS NO. 17-90 RE: SEC ADOPTS REGULATION S, SOLICITS...

May 4, 1990 TO: CLOSED-END FUND MEMBERS NO. 18-90 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 16-90 INVESTMENT ADVISER MEMBERS NO. 17-90 SEC RULES MEMBERS NO. 34-90 UNIT INVESTMENT TRUST COMMITTEE NO. 23-90 INTERNATIONAL FUNDS TASK FORCE NO. 8-90 RE: SEC ADOPTS RULE 144A, CREATING SAFE...

May 4, 1990 TO: PUBLIC INFORMATION COMMITTEE NO. 14-90 RE: Update of GMM News Media List __________________________________________________________ Here is an updated and expanded list of news media representatives who have now registered for the General Membership Meeting. FYI, this...

May 3, 1990 TO: TAX COMMITTEE NO. 9-90 RE: PROPOSED NEW YORK SALES TAX ON SERVICES __________________________________________________________ As you know, the New York State legislature is currently considering revenue raising measures as part of its annual budget process. The...

RESENT DUE TO MISSING PAGES May 3, 1990 TO: BOARD OF GOVERNORS NO. 36-90 SEC RULES COMMITTEE NO. 26-90 STATE LIAISON COMMITTEE NO. 10-90 UNIT INVESTMENT TRUST COMMITTEE NO. 21-90 RE: SEC COMMISSIONER URGES GREATER UNIFORMITY AND ELIMINATION OF REGULATORY BURDENS FOR INVESTMENT...

May 3, 1990 TO: SEC RULES COMMITTEE NO. 27-90 RULE 12b-1 AD HOC COMMITTEE RE: NASD REQUESTS MEMBERS TO VOTE ON CDSL DISCLOSURE PROPOSAL ________________________________________________________ As we previously informed you, the NASD has proposed to required disclosure on confirmations...

May 3, 1990 TO: PENSION COMMITTEE NO. 10-90 RE: SOCIAL SECURITY TRUST FUND AMENDMENTS OF 1990 __________________________________________________________ Attached is a copy of H.R. 4605, the "Social Security Trust Fund Amendments of 1990" which was recently referred to the House Ways...