April 24, 1990 TO: PENSION MEMBERS NO. 19-90 RE: REVISED FORM 5307 __________________________________________________________ Attached is a copy of Form 5307, Application for Determination for Adopters of Master or Prototype, Regional Prototype, or Volume Submitter Plans (other than...

April 24, 1990 TO: CLOSED-END FUND COMMITTEE NO. 11-90 RE: COMMENTS ON STOCKHOLDER QUORUM PROBLEMS ________________________________________________________ In February, the Institute requested closed-end fund members to inform us of any problems they have had relating to stockholder...

April 24, 1990 TO: CLOSED-END FUND COMMITTEE NO. 12-90 RE: DRAFT AGENDA FOR CLOSED-END FUND COMMITTEE MEETING ________________________________________________________ Attached is the draft agenda for the Closed-End Fund Committee meeting scheduled for Wednesday, May 2, 1990. The...

- 1 - April 23, 1990 TO: CLOSED-END FUND COMMITTEE NO. 10-90 SEC RULES COMMITTEE NO. 23-90 UNIT INVESTMENT TRUST COMMITTEE NO. 18-90 INTERNATIONAL FUNDS TASK FORCE NO. 5-90 RE: FED APPROVES AMENDMENTS TO REGULATION T PERMITTING MARGINABILITY OF CERTAIN FOREIGN SECURITIES _____________...

April 23, 1990 TO: BOARD OF GOVERNORS NO. 30-90 RE: PROPOSED MINUTES OF JANUARY 23, 1990 __________________________________________________________ Attached hereto is a copy of the minutes of the January 23, 1990 meeting which are proposed to be presented to the Board of Governors at...

April 20, 1990 TO: OPERATIONS MEMBERS NO. 13-90 PENSION MEMBERS NO. 18-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 10-90 RE: CLARIFICATION OF NEW CODES ON FORMS W-2P AND 1099-R __________________________________________________________ Attached is a copy of IRS Announcement 90-56, which...

April 20, 1990 TO: EXECUTIVE COMMITTEE NO. 7-90 MARKETING COMMITTEE NO. 10-90 RE: REVISED FINAL DRAFT OF 1990S REPORT - HEIDI FISKE __________________________________________________________ I have attached the revised final draft of Heidi Fiske's 1990s report. Please let me have your...

April 20, 1990 TO: MONEY MARKET MEMBERS - ONE PER COMPLEX NO. 6-90 RE: COMMERCIAL PAPER HOLDINGS __________________________________________________________ Recent events in the commercial paper market which impacted several money market funds have prompted the SEC to consider...

April 19, 1990 TO: STATE SECURITIES MEMBERS NO. 11-90 UNIT INVESTMENT TRUST MEMBERS NO. 22-90 RE: NEW HAMPSHIRE AMENDS LEGEND REQUIREMENT __________________________________________________________ As we previously informed you, New Hampshire enacted legislation, effective January 1...

April 18, 1990 TO: SEC RULES COMMITTEE NO. 22-90 RE: MEETING ON 1990s STUDY ________________________________________________________ As we previously informed you, there will be a special session of the SEC Rules Committee after lunch on April 26th to discuss the Institute's work on a...