June 21, 1990 TO: UNIT INVESTMENT TRUST MEMBERS NO. 39-90 RE: PROCEDURE TO REINSTATE PREVIOUSLY WITHDRAWN/TERMINATED UNIT TRUSTS AND RECEIVE REFUND OF RENEWAL FEE IN VIRGINIA __________________________________________________________ As we previously informed you, the Institute has...

June 21, 1990 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 17-90 OPERATIONS COMMITTEE NO. 12-90 TAX COMMITTEE NO. 13-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 18-90 RE: ATTACHMENTS FOR THE JUNE 27, MEETING [A __________________________________________________________ Enclosed are the...

June 20, 1990 TO: INVESTMENT ADVISERS COMMITTEE NO. 21-90 RE: SEC ISSUES CONCEPT RELEASE ON REFORM OF THE REGULATION OF INVESTMENT COMPANIES __________________________________________________________ Attached for your information is a concept release issued by the SEC on June 15, 1990...

June 20, 1990 TO: INVESTMENT ADVISERS COMMITTEE NO. 20-90 RE: INVESTMENT ADVISORS DISCLOSURE AND ENFORCEMENT ACT OF 1990 __________________________________________________________ As we previously informed you, Representative Rick Boucher introduced the "Investment Advisors Disclosure...

June 20, 1990 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 16-90 OPERATIONS COMMITTEE NO. 11-90 TAX COMMITTEE NO. 12-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 17-90 RE: NOTICE OF MEETING ON PROPOSALS TO REQUIRE FUNDS TO CALCULATE SHAREHOLDER BASIS ___________________________________________...

- 1 - June 19, 1990 TO: INVESTMENT ADVISER MEMBERS NO. 25-90 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 23-90 RE: ALABAMA TO REGULATE INVESTMENT ADVISERS __________________________________________________________ Effective January 1, 1991, the State of Alabama will require registration...

June 18, 1990 TO: INVESTMENT ADVISERS COMMITTEE NO. 19-90 SEC RULES COMMITTEE NO. 34-90 CLOSED-END FUND COMMITTEE NO. 14-90 INTERNATIONAL FUNDS TASK FORCE NO. 14-90 RE: SEC ISSUES CONCEPT RELEASE ON MULTINATIONAL TENDER AND EXCHANGE OFFERS _____________________________________________...

June 18, 1990 TO: CLOSED-END FUND COMMITTEE NO. 15-90 RE: REQUEST TO NYSE CONCERNING ANNUAL MEETINGS AND APPROVAL OF MANAGEMENT AGREEMENT __________________________________________________________ At the last Closed-End Fund Committee meeting, it was decided that the Institute should...

June 18, 1990 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 27-90 RE: AMEX PROPOSES RULE CHANGE TO ACCOMMODATE CERTAIN UNIT INVESTMENT TRUSTS __________________________________________________________ The American Stock Exchange, Inc. ("Amex") is proposing a change to its rules to provide...

June 18, 1990 TO: PENSION MEMBERS NO. 28-90 OPERATIONS MEMBERS NO. 16-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 16-90 RE: IRS COMBINES FORMS 1099-R AND W-2P FOR 1991 __________________________________________________________ Last July, the IRS announced a proposal to combine Forms 1099...