July 11, 1990 TO: CLOSED-END FUND MEMBERS NO. 28-90 RE: INSTITUTE LETTER TO NYSE CONCERNING SHAREHOLDER MEETINGS AND PROXY VOTING __________________________________________________________ At the last Closed-End Fund Committee meeting, members expressed the view that the New York...

- 1 - July 11, 1990 TO: STATE SECURITIES MEMBERS NO. 23-90 INVESTMENT ADVISER MEMBERS NO. 29-90 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 27-90 UNIT INVESTMENT TRUST MEMBERS NO. 49-90 RE: DELAWARE STATUTE AMENDED, INCREASING FEES ________________________________________________________...

July 10, 1990 TO: STATE LIAISON COMMITTEE NO. 14-90 RE: INSTITUTE WRITES WISCONSIN REQUESTING REPEAL OR SUSPENSION OF INVESTMENT RESTRICTIONS __________________________________________________________ The Institute recently wrote the Wisconsin Commissioner of Securities requesting...

July 10, 1990 TO: STATE SECURITIES MEMBERS NO. 22-90 UNIT INVESTMENT TRUST MEMBERS NO. 48-90 RE: PENNSYLVANIA ENACTS NEW FEE LEGISLATION; REMOVES FEE CAP FOR INITIAL REGISTRATION __________________________________________________________ Legislation amending the securities...

July 9, 1990 TO: INVESTMENT ADVISER MEMBERS NO. 28-90 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 26-90 RE: VIRGINIA ALLOWS PERFORMANCE BASED FEES __________________________________________________________ The Virginia Corporation Commission promulgated regulations effective July 1, 1990...

July 6, 1990 TO: TAX MEMBERS NO. 21-90 CLOSED-END FUND MEMBERS NO. 25-90 UNIT INVESTMENT TRUST MEMBERS NO. 46-90 OPERATIONS MEMBERS NO. 17-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 19-90 ACCOUNTING/TREASURERS MEMBERS NO. 14-90 RE: IRS WAIVES PENALTIES FOR 1989 INFORMATION RETURNS...

- 1 - July 6, 1990 TO: PENSION COMMITTEE NO. 14-90 RE: TULARE COUNTY CALIFORNIA HOLD HARMLESS AGREEMENTS __________________________________________________________ As you recall, the Institute is attempting to negotiate with California public school systems on a county-wide basis to...

July 6, 1990 TO: TAX MEMBERS NO. 22-90 UNIT INVESTMENT TRUST MEMBERS NO. 47-90 CLOSED-END FUND MEMBERS NO. 26-90 OPERATIONS MEMBERS NO. 18-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 20-90 RE: IRS SEMINARS ON MAGNETIC MEDIA REPORTING ______________________________________________________...

July 6, 1990 TO: UNIT INVESTMENT TRUST MEMBERS NO. 44-90 RE: VIRGINIA ADOPTS REFUND RULE __________________________________________________________ As we previously informed you, the Institute has been working with the Virginia Corporations Commission and the Virginia Securities...

July 6, 1990 TO: SEC RULES MEMBERS NO. 48-90 STATE SECURITIES MEMBERS NO. 21-90 CLOSED-END FUND MEMBERS NO. 24-90 UNIT INVESTMENT TRUST MEMBERS NO. 45-90 RE: CALIFORNIA ISSUES PROPOSED FINAL ANTI-APARTHEID DISCLOSURE REGULATIONS ________________________________________________________...