June 18, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 20-90 RE: 1. MEETING AGENDAS - JUNE 25-26, 1990 2. NSCC'S DOCUMENTATION FOR JUNE 25-26, 1990 MEETINGS __________________________________________________________ Attached are the meeting agendas for both the June 25 and June 26...

June 18, 1990 TO: BOARD OF GOVERNORS NO. 43-90 SEC RULES MEMBERS NO. 43-90 MEMBERS - ONE PER COMPLEX NO. 23-90 CLOSED-END FUND MEMBERS - ONE PER COMPLEX UNIT INVESTMENT TRUST MEMBERS - ONE PER COMPLEX RE: SEC ISSUES CONCEPT RELEASE ON REFORM OF REGULATION OF INVESTMENT COMPANIES _____...

June 15, 1990 TO: STATE LIAISON COMMITTEE NO. 13-90 RE: INTERIM NEBRASKA LEGISLATIVE COMMITTEE TO REVIEW SECURITIES FEES __________________________________________________________ As you know, Nebraska is one of five states that has an open-end fee for registration of securities and...

June 15, 1990 TO: TAX MEMBERS NO. 20-90 MONEY MARKET MEMBERS - ONE PER COMPLEX NO. 8-90 RE: CALIFORNIA EXPANDS PASS-THROUGH OF FEDERAL OBLIGATION INTEREST __________________________________________________________ The attached California statute, effective June 1, 1990, amends section...

June 15, 1990 TO: PENSION COMMITTEE NO. 13-90 RE: INSTITUTE SUPPORTS RELEASE OF DOL FINAL REGULATIONS UNDER ERISA SECTION 404(c) __________________________________________________________ The Department of Labor recently indicated that it finalized its regulation regarding the...

June 14, 1990 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 15-90 INDEPENDENT ACCOUNTANTS ADVISORY GROUP RE: MEETING REMINDER AND AGENDA __________________________________________________________ The Accounting/Treasurers Committee and the Independent Accountants Advisory Group will meet on...

1 */ We have been informally advised by the IRS that the notices will be dated for June 25, but may be mailed sooner. June 14, 1990 TO: CLOSED-END FUND MEMBERS NO. 22-90 OPERATIONS MEMBERS NO. 15-90 TAX MEMBERS NO. 19-90 UNIT INVESTMENT TRUST MEMBERS NO. 38-90 TRANSFER AGENT ADVISORY...

June 14, 1990 TO: SEC RULES COMMITTEE NO. 33-90 UNIT INVESTMENT TRUST COMMITTEE NO. 26-90 INTERNATIONAL FUNDS TASK FORCE NO. 13-90 RE: DRAFT COMMENT LETTER RECOMMENDING EXTENSION OF REGULATION S TO OPEN-END INVESTMENT COMPANIES AND UNIT INVESTMENT TRUSTS ______________________________...

June 13, 1990 TO: SEC RULES MEMBERS NO. 42-90 UNIT INVESTMENT TRUST MEMBERS NO. 36-90 DIRECT MARKETING COMMITTEE NO. 14-90 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 13-90 SALES FORCE MARKETING COMMITTEE NO. 14-90 ADVERTISING COMMITTEE RE: SEC STAFF STATES THAT SENDING SALES LITERATURE...

June 13, 1990 TO: BOARD OF GOVERNORS NO. 42-90 STATE SECURITIES MEMBERS NO. 18-90 UNIT INVESTMENT TRUST MEMBERS NO. 37-90 RE: COLORADO ADOPTS BLUE CHIP EXEMPTION __________________________________________________________ Currently, all mutual funds and unit trusts that offer their...