Transfer Agent Advisory Content

URGENT/ACTION REQUESTED [15495] December 27, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 116-02 INTERNATIONAL COMMITTEE No. 90-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 64-02 MONEY LAUNDERING RULES WORKING GROUP No. 75-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 99-02 TRANSFER...

[15486] December 23, 2002 TO: OPERATIONS MEMBERS No. 37-02 PENSION MEMBERS No. 61-02 PENSION OPERATIONS ADVISORY COMMITTEE No. 84-02 TRANSFER AGENT ADVISORY COMMITTEE No. 108-02 RE: INTERNAL REVENUE SERVICE PROVIDES ADDITIONAL GUIDANCE CONCERNING REQUIRED MINIMUM DISTRIBUTION...

URGENT [15469] December 19, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 50-02 BROKER/DEALER ASSOCIATE MEMBERS No. 15-02 COMPLIANCE ADVISORY COMMITTEE No. 114-02 INTERNATIONAL MEMBERS No. 32-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 61-02 MONEY LAUNDERING RULES WORKING GROUP...

[15426] December 6, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 49-02 COMPLIANCE ADVISORY COMMITTEE No. 110-02 MONEY LAUNDERING RULES WORKING GROUP No. 72-02 SEC RULES MEMBERS No. 108-02 SMALL FUNDS MEMBERS No. 53-02 TRANSFER AGENT ADVISORY COMMITTEE No. 106-02 RE: DEVELOPMENTS...

URGENT/ACTION REQUESTED [15415] December 3, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 109-02 INTERNATIONAL COMMITTEE No. 84-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 59-02 MONEY LAUNDERING RULES WORKING GROUP No. 71-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 97-02 TRANSFER...

[15366] November 22, 2002 TO: ACCOUNTING/TREASURERS MEMBERS No. 47-02 BANK AND TRUST ADVISORY COMMITTEE No. 14-02 BROKER/DEALER ADVISORY COMMITTEE No. 47-02 CLOSED-END INVESTMENT COMPANY MEMBERS No. 60-02 OPERATIONS MEMBERS No. 34-02 TAX MEMBERS No. 48-02 TRANSFER AGENT ADVISORY...

[15377] November 22, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 48-02 COMPLIANCE ADVISORY COMMITTEE No. 105-02 MONEY LAUNDERING RULES WORKING GROUP No. 69-02 SEC RULES MEMBERS No. 103-02 SMALL FUNDS MEMBERS No. 51-02 TRANSFER AGENT ADVISORY COMMITTEE No. 104-02 RE: PROPOSED NASD...

URGENT/ACTION REQUESTED [15381] November 22, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 104-02 INTERNATIONAL COMMITTEE No. 81-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 54-02 MONEY LAUNDERING RULES WORKING GROUP No. 68-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 94-02 TRANSFER...

[15380] November 21, 2002 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 101-02 RE: MEETING NOTICE -- JANUARY 23 & 24, 2003 IN JACKSONVILLE, FLORIDA The next meeting of the Transfer Agent Advisory Committee will be held on Thursday, January 23rd, 2003 at the Sawgrass Marriott Resort in...

URGENT/ACTION REQUESTED [15364] November 19, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 101-02 INTERNATIONAL COMMITTEE No. 80-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 52-02 MONEY LAUNDERING RULES WORKING GROUP No. 66-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 92-02 TRANSFER...