Transfer Agent Advisory Content

ACTION REQUESTED [15901] April 16, 2003 TO: INTERNATIONAL COMMITTEE No. 26-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 17-03 MONEY LAUNDERING RULES WORKING GROUP No. 25-03 TRANSFER AGENT ADVISORY COMMITTEE No. 40-03 RE: TREASURY IMPOSES SPECIAL MEASURES AGAINST THE COUNTRY OF...

[15888] April 10, 2003 TO: INTERNATIONAL COMMITTEE No. 25-03 TAX MEMBERS No. 24-03 TRANSFER AGENT ADVISORY COMMITTEE No. 39-03 RE: FORM 6166, U.S. RESIDENCY CERTIFICATION LETTER The IRS is currently requiring that all requests for Form 6166, United States Residency Certification...

[15876] April 7, 2003 TO: MONEY LAUNDERING RULES WORKING GROUP No. 24-03 TAX COMMITTEE No. 22-03 TRANSFER AGENT ADVISORY COMMITTEE No. 38-03 RE: ICI COMMENT LETTER ON IRS FORM 8300 The Internal Revenue Service (IRS) and the Financial Crimes Enforcement Network (FinCEN) recently...

[15844] April 3, 2003 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 37-03 RE: PRELIMINARY AGENDA The next meeting of the Transfer Agent Advisory Committee will be held on Tuesday, April 22nd from 2:00 to 5:00 p.m. ET and Wednesday, April 23rd from 9:00 a.m. to 2:00 p.m. ET in the David...

[15812] March 27, 2003 TO: OPERATIONS MEMBERS No. 11-03 PENSION MEMBERS No. 14-03 PENSION OPERATIONS ADVISORY COMMITTEE No. 18-03 TAX MEMBERS No. 21-03 TRANSFER AGENT ADVISORY COMMITTEE No. 36-03 RE: REVISED INSTITUTE SURVEY OF IRA PROTECTION IN BANKRUPTCY The Institute has updated...

[15796] March 24, 2003 TO: BROKER/DEALER ADVISORY COMMITTEE No. 13-03 MONEY LAUNDERING RULES WORKING GROUP No. 23-03 SEC RULES MEMBERS No. 36-03 TAX COMMITTEE No. 17-03 TRANSFER AGENT ADVISORY COMMITTEE No. 35-03 RE: ICI COMMENT LETTER ON PROPOSED MUTUAL FUND SAR RULE On Friday, the...

URGENT/ACTION REQUESTED [15788] March 21, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 22-03 INTERNATIONAL COMMITTEE No. 23-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 15-03 MONEY LAUNDERING RULES WORKING GROUP No. 22-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 26-03 TRANSFER AGENT...

[15785] March 21, 2003 TO: 529 PLAN ADVISORY COMMITTEE No. 18-03 OPERATIONS COMMITTEE No. 5-03 PENSION COMMITTEE No. 8-03 PENSION OPERATIONS ADVISORY COMMITTEE No. 17-03 TAX COMMITTEE No. 16-03 TRANSFER AGENT ADVISORY COMMITTEE No. 34-03 RE: MARCH 27 CONFERENCE CALL TO DISCUSS REVISED...

[15776] March 20, 2003 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 32-03 RE: CASH OPERATIONS PROCESSING SURVEY The Transfer Agent Advisory Committee established a task force, chaired by Terri Luensmann, of USAA, who developed the attached 2003 Cash Operations Processing Survey. This...

[15764] March 18, 2003 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 31-03 RE: MEETING NOTICE-APRIL 22-23, 2003 The next meeting of the Transfer Agent Advisory Committee will be held on Tuesday, April 22nd from 2:00 to 5:00 p.m. ET and Wednesday, April 23rd from 9:00 a.m. to 2:00 p.m. ET...