Transfer Agent Advisory Content

URGENT/ACTION REQUESTED [15584] January 24, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 5-03 INTERNATIONAL COMMITTEE No. 9-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 6-03 MONEY LAUNDERING RULES WORKING GROUP No. 8-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 7-03 TRANSFER AGENT...

URGENT/ACTION REQUESTED [15581] January 24, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 4-03 INTERNATIONAL COMMITTEE No. 8-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 5-03 MONEY LAUNDERING RULES WORKING GROUP No. 7-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 6-03 TRANSFER AGENT...

[15579] January 23, 2003 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 8-03 RE: TREASURY EXPLANATION OF EXCLUDABLE DIVIDEND PROPOSAL The Treasury Department has released the attached detailed explanation of the President’s dividend exclusion proposal. This explanation differs in some...

URGENT/ACTION REQUESTED [15578] January 22, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 3-03 INTERNATIONAL COMMITTEE No. 6-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 4-03 MONEY LAUNDERING RULES WORKING GROUP No. 6-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 5-03 TRANSFER AGENT...

ACTION REQUESTED [15564] January 17, 2003 TO: MONEY LAUNDERING RULES WORKING GROUP No. 5-03 TRANSFER AGENT ADVISORY COMMITTEE No. 6-03 RE: DRAFT LETTER TO TREASURY AML TASK FORCE As some of you may know, the Department of the Treasury has formed an interagency task force to look back...

ACTION REQUESTED [15558] January 16, 2003 TO: MONEY LAUNDERING RULES WORKING GROUP No. 4-03 TRANSFER AGENT ADVISORY COMMITTEE No. 5-03 RE: NOTICE OF CONFERENCE CALL -- THURSDAY, JANUARY 30, 2003 There will be a conference call on Thursday, January 30, 2003 at 3:00 p.m. Eastern time to...

[15551] January 15, 2003 TO: BROKER/DEALER ADVISORY COMMITTEE No. 4-03 MONEY LAUNDERING RULES WORKING GROUP No. 3-03 SEC RULES COMMITTEE No. 7-03 TRANSFER AGENT ADVISORY COMMITTEE No. 4-03 RE: TREASURY PROPOSES MUTUAL FUND SUSPICIOUS ACTIVITY REPORTING RULE The Department of the...

[15540] January 14, 2003 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 3-03 RE: 2002 QUALIFIED PLAN SURVEY RESULTS Last year, the Transfer Agent Advisory Committee established a task force, chaired by Mary Corcoran of AIM Fund Services, who developed the enclosed Qualified Plan Survey...

URGENT/ACTION REQUESTED [15533] January 10, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 2-03 INTERNATIONAL COMMITTEE No. 3-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 1-03 MONEY LAUNDERING RULES WORKING GROUP No. 2-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 2-03 TRANSFER AGENT...

[15513] January 8, 2003 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 1-03 RE: PRELIMINARY AGENDA FOR MEETING & TOUR -- JANUARY 23-24, 2003 IN JACKSONVILLE, FLORIDA The next meeting of the Transfer Agent Advisory Committee will be held on Thursday, January 23rd, 2003 in the Players Room...