Transfer Agent Advisory Content

[15111] September 5, 2002 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 79-02 RE: MEETING NOTICE -- OCTOBER 9-10, 2002 The next meeting of the Transfer Agent Advisory Committee will be held on Wednesday and Thursday, October 9 and 10, 2002 in the David Silver Conference Room (12th floor)...

URGENT/ACTION REQUESTED [15091] September 3, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 35-02 COMPLIANCE ADVISORY COMMITTEE No. 69-02 INTERNATIONAL COMMITTEE No. 63-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 38-02 MONEY LAUNDERING RULES WORKING GROUP No. 51-02 PRIMARY...

[15094] September 3, 2002 TO: ACCOUNTING/TREASURERS MEMBERS No. 34-02 CLOSED-END INVESTMENT COMPANY MEMBERS No. 42-02 COMPLIANCE ADVISORY COMMITTEE No. 71-02 EQUITY MARKETS ADVISORY COMMITTEE No. 20-02 INVESTMENT ADVISER MEMBERS No. 36-02 OPERATIONS MEMBERS No. 27-02 PRIMARY CONTACTS...

URGENT/ACTION REQUESTED [15082] August 29, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 34-02 COMPLIANCE ADVISORY COMMITTEE No. 67-02 INTERNATIONAL COMMITTEE No. 62-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 36-02 MONEY LAUNDERING RULES WORKING GROUP No. 50-02 PRIMARY...

[15083] August 29, 2002 TO: OPERATIONS MEMBERS No. 25-02 PENSION MEMBERS No. 39-02 PENSION OPERATIONS ADVISORY COMMITTEE No. 58-02 TRANSFER AGENT ADVISORY COMMITTEE No. 76-02 AD HOC COMMITTEE ON RMD REFORM RE: INSTITUTE LETTER TO IRS CONCERNING IRA TRUSTEE REPORTING AND SEPARATE...

URGENT/ACTION REQUESTED [15071] August 27, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 33-02 COMPLIANCE ADVISORY COMMITTEE No. 65-02 INTERNATIONAL COMMITTEE No. 61-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 35-02 MONEY LAUNDERING RULES WORKING GROUP No. 49-02 PRIMARY...

[15069] August 26, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 32-02 COMPLIANCE ADVISORY COMMITTEE No. 64-02 INTERNAL AUDIT ADVISORY COMMITTEE No. 8-02 INTERNATIONAL MEMBERS No. 24-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 34-02 MONEY LAUNDERING RULES WORKING GROUP No. 48...

URGENT/ACTION REQUESTED [15044] August 15, 2002 TO: MONEY LAUNDERING RULES WORKING GROUP No. 46-02 TRANSFER AGENT ADVISORY COMMITTEE No. 71-02 RE: DRAFT COMMENT LETTER ON CIP PROGRAM RULE PROPOSAL - NOTICE OF AUGUST 28TH CONFERENCE CALL As you know, in July the Department of the...

ACTION REQUESTED [15045] August 15, 2002 TO: MONEY LAUNDERING RULES WORKING GROUP No. 47-02 TRANSFER AGENT ADVISORY COMMITTEE No. 72-02 RE: NOTICE OF CONFERENCE CALL -- WEDNESDAY, AUGUST 28, 2002 There will be a conference call on Wednesday, August 28, 2002 at 3:00 p.m. Eastern time...

[15043] August 15, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 31-02 END OF DAY PRICING FORUM No. 4-02 OPERATIONS COMMITTEE No. 14-02 TRANSFER AGENT ADVISORY COMMITTEE No. 70-02 RE: ICI EMERGENCY RESPONSE PLANS Following the terrorist attacks on September 11, 2001, the U.S...