Transfer Agent Advisory Content

URGENT/ACTION REQUESTED [15668] February 20, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 15-03 INTERNATIONAL COMMITTEE No. 18-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 10-03 MONEY LAUNDERING RULES WORKING GROUP No. 14-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 16-03 TRANSFER...

[15656] February 19, 2003 TO: 529 PLAN ADVISORY COMMITTEE No. 11-03 OPERATIONS MEMBERS No. 6-03 PENSION MEMBERS No. 9-03 PENSION OPERATIONS ADVISORY COMMITTEE No. 8-03 TAX MEMBERS No. 11-03 TRANSFER AGENT ADVISORY COMMITTEE No. 19-03 RE: NEW 2003 INSTRUCTIONS FOR FORM 1099-Q AND FORM...

URGENT/ACTION REQUESTED [15665] February 19, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 14-03 INTERNATIONAL COMMITTEE No. 17-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 9-03 MONEY LAUNDERING RULES WORKING GROUP No. 13-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 14-03 TRANSFER...

[15630] February 7, 2003 TO: BROKER/DEALER ADVISORY COMMITTEE No. 6-03 COMPLIANCE ADVISORY COMMITTEE No. 13-03 MONEY LAUNDERING RULES WORKING GROUP No. 12-03 TRANSFER AGENT ADVISORY COMMITTEE No. 17-03 RE: FINCEN ANNOUNCES NEW 314(A) INFORMATION REQUEST PROCEDURES; WILL BEGIN MAKING...

URGENT/ACTION REQUESTED [15626] February 6, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 10-03 INTERNATIONAL COMMITTEE No. 15-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 8-03 MONEY LAUNDERING RULES WORKING GROUP No. 10-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 13-03 TRANSFER AGENT...

[15627] February 6, 2003 TO: BROKER/DEALER ADVISORY COMMITTEE No. 5-03 MONEY LAUNDERING RULES WORKING GROUP No. 11-03 SEC RULES COMMITTEE No. 14-03 TRANSFER AGENT ADVISORY COMMITTEE No. 16-03 RE: INSTITUTE MAKES RECOMMENDATIONS TO TREASURY AML TASK FORCE As some of you may know, the...

[15612] February 4, 2003 TO: 529 PLAN ADVISORY COMMITTEE No. 8-03 OPERATIONS MEMBERS No. 5-03 PENSION MEMBERS No. 8-03 TAX MEMBERS No. 8-03 TRANSFER AGENT ADVISORY COMMITTEE No. 14-03 RE: GENERAL EXPLANATIONS OF THE ADMINISTRATION’S FISCAL YEAR 2004 REVENUE PROPOSALS The Treasury...

[15601] January 31, 2003 TO: 529 PLAN ADVISORY COMMITTEE No. 7-03 OPERATIONS MEMBERS No. 4-03 PENSION MEMBERS No. 7-03 TAX MEMBERS No. 7-03 TRANSFER AGENT ADVISORY COMMITTEE No. 13-03 RE: PRESIDENT’S SAVINGS AND RETIREMENT SECURITY PROPOSALS Treasury released today the attached...

URGENT/ACTION REQUESTED [15594] January 30, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 6-03 INTERNATIONAL COMMITTEE No. 13-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 7-03 MONEY LAUNDERING RULES WORKING GROUP No. 9-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 8-03 TRANSFER AGENT...

[15592] January 28, 2003 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 11-03 RE: SUMMARY OF OCTOBER 9-10, 2002 MEETING Attached is a summary of the Transfer Agent Advisory Committee meeting held on October 9th and 10th, 2002 at the Institute in Washington, D.C. Please contact me at 202...