Transfer Agent Advisory Content

[16185] June 10, 2003 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 59-03 RE: MEETING NOTICE--JULY 16-17, 2003 The next meeting of the Transfer Agent Advisory Committee will be held on Wednesday and Thursday, July 16 and 17, 2003 in the David Silver Conference Room (12th floor) of the...

[16176] June 9, 2003 TO: 529 PLAN ADVISORY COMMITTEE No. 34-03 MONEY LAUNDERING RULES WORKING GROUP No. 38-03 TRANSFER AGENT ADVISORY COMMITTEE No. 58-03 RE: MSRB PROPOSES AML PROGRAM RULE FOR MUNICIPAL SECURITIES DEALERS The Municipal Securities Rulemaking Board proposed a rule that...

URGENT/ACTION REQUESTED [16170] June 6, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 44-03 INTERNATIONAL COMMITTEE No. 37-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 25-03 MONEY LAUNDERING RULES WORKING GROUP No. 37-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 43-03 TRANSFER AGENT...

ACTION REQUESTED [16155] June 4, 2003 TO: BROKER/DEALER ADVISORY COMMITTEE No. 18-03 MONEY LAUNDERING RULES WORKING GROUP No. 36-03 TRANSFER AGENT ADVISORY COMMITTEE No. 56-03 RE: NOTICE OF CONFERENCE CALL -- FRIDAY, JUNE 13, 2003 There will be a conference call on Friday, June 13...

URGENT/ACTION REQUESTED [16134] June 2, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 41-03 INTERNATIONAL COMMITTEE No. 35-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 24-03 MONEY LAUNDERING RULES WORKING GROUP No. 35-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 41-03 TRANSFER AGENT...

URGENT/ACTION REQUESTED [16128] May 29, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 40-03 INTERNATIONAL COMMITTEE No. 34-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 23-03 MONEY LAUNDERING RULES WORKING GROUP No. 34-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 39-03 TRANSFER AGENT...

[16109] May 23, 2003 TO: TAX MEMBERS No. 30-03 PENSION MEMBERS No. 26-03 ACCOUNTING/TREASURERS MEMBERS No. 26-03 INTERNATIONAL MEMBERS No. 17-03 TRANSFER AGENT ADVISORY COMMITTEE No. 52-03 529 PLAN ADVISORY COMMITTEE No. 31-03 RE: INSTITUTE SUGGESTIONS FOR 2003-2004 TREASURY/IRS...

[16113] May 23, 2003 TO: TAX MEMBERS No. 31-03 ACCOUNTING/TREASURERS MEMBERS No. 28-03 OPERATIONS MEMBERS No. 16-03 INTERNATIONAL MEMBERS No. 18-03 TRANSFER AGENT ADVISORY COMMITTEE No. 53-03 RE: CONGRESS APPROVES JOBS AND GROWTH TAX RELIEF RECONCILIATION ACT Congress today approved...

ACTION REQUESTED [16058] May 14, 2003 TO: MONEY LAUNDERING RULES WORKING GROUP No. 33-03 TRANSFER AGENT ADVISORY COMMITTEE No. 51-03 RE: NOTICE OF CONFERENCE CALL -- MONDAY, MAY 19, 2003 There will be a conference call on Monday, May 19, 2003 at 3:00 p.m. Eastern time to discuss...

[16049] May 12, 2003 TO: MONEY LAUNDERING RULES WORKING GROUP No. 32-03 TRANSFER AGENT ADVISORY COMMITTEE No. 50-03 RE: FINAL CIP RULE PUBLISHED IN FEDERAL REGISTER The final customer identification program (CIP) rule for mutual funds has been published in the Federal Register.1 A...