Transfer Agent Advisory Content

[16373] July 30, 2003 TO: TAX MEMBERS No. 38-03 PENSION MEMBERS No. 35-03 ACCOUNTING/TREASURERS MEMBERS No. 31-03 INTERNATIONAL MEMBERS No. 26-03 UNIT INVESTMENT TRUST MEMBERS No. 25-03 TRANSFER AGENT ADVISORY COMMITTEE No. 70-03 ADVISER DISTRIBUTOR TAX ISSUES TASK FORCE No. 11-03...

URGENT/ACTION REQUESTED [16361] July 29, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 56-03 INTERNATIONAL COMMITTEE No. 48-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 32-03 MONEY LAUNDERING RULES WORKING GROUP No. 47-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 59-03 TRANSFER AGENT...

[16346] July 25, 2003 TO: BOARD OF GOVERNORS No. 38-03 CLOSED-END INVESTMENT COMPANY MEMBERS No. 62-03 DIRECTOR SERVICES COMMITTEE No. 15-03 FEDERAL LEGISLATION MEMBERS No. 14-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 58-03 PUBLIC INFORMATION COMMITTEE No. 25-03 SEC RULES MEMBERS No...

[16319] July 17, 2003 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 66-03 RE: SUMMARY OF APRIL 22-23, 2003 TAAC MEETING Attached is the summary of the Transfer Agent Advisory Committee meeting held on April 22-23, 2003 in Washington, DC. Please contact me at 202/326-5930 or kjoaquin@ici...

URGENT/ACTION REQUESTED [16267] July 7, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 52-03 INTERNATIONAL COMMITTEE No. 41-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 29-03 MONEY LAUNDERING RULES WORKING GROUP No. 44-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 52-03 TRANSFER AGENT...

[16255] July 1, 2003 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 64-03 RE: PRELIMINARY AGENDA FOR JULY 16-17, 2003 TAAC MEETING The next meeting of the Transfer Agent Advisory Committee will be held on Wednesday, July 16th from 2:00 to 5:00 p.m. ET and Thursday, July 17th from 9:00 a.m...

[16244] June 27, 2003 TO: MONEY LAUNDERING RULES WORKING GROUP No. 42-03 TRANSFER AGENT ADVISORY COMMITTEE No. 63-03 RE: TREASURY SEEKS ADDITIONAL COMMENTS ON SPECIFIC ASPECTS OF THE CUSTOMER IDENTIFICATION PROGRAM RULES The Department of the Treasury has issued a notice seeking...

[16236] June 25, 2003 TO: BROKER/DEALER ADVISORY COMMITTEE No. 19-03 COMPLIANCE ADVISORY COMMITTEE No. 49-03 MONEY LAUNDERING RULES WORKING GROUP No. 40-03 SEC RULES COMMITTEE No. 59-03 SMALL FUNDS COMMITTEE No. 22-03 TRANSFER AGENT ADVISORY COMMITTEE No. 62-03 RE: ICI REQUEST FOR...

URGENT/ACTION REQUESTED [16233] June 24, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 48-03 INTERNATIONAL COMMITTEE No. 39-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 27-03 MONEY LAUNDERING RULES WORKING GROUP No. 39-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 51-03 TRANSFER AGENT...

[16222] June 19, 2003 TO: OPERATIONS COMMITTEE No. 10-03 SEC RULES COMMITTEE No. 58-03 TRANSFER AGENT ADVISORY COMMITTEE No. 60-03 RE: SEC PROPOSES RULE AMENDMENTS CLARIFYING THE USE OF ELECTRONIC RECORDS BY TRANSFER AGENTS The Securities and Exchange Commission has proposed...