Transfer Agent Advisory Content

[15760] March 17, 2003 TO: TAX MEMBERS No. 16-03 OPERATIONS MEMBERS No. 8-03 TRANSFER AGENT ADVISORY COMMITTEE No. 30-03 RE: REV. PROC. 2003-9, TIN MATCHING PROGRAM Attached is a copy of Rev. Proc. 2003-9, which announces an expanded Taxpayer Identification Number (TIN) matching...

[15751] March 13, 2003 TO: BOARD OF GOVERNORS No. 12-03 BROKER/DEALER ADVISORY COMMITTEE No. 11-03 COMPLIANCE ADVISORY COMMITTEE No. 21-03 SEC RULES MEMBERS No. 31-03 TRANSFER AGENT ADVISORY COMMITTEE No. 29-03 RE: JOINT SEC, NASD AND NYSE REPORT ON EXAMINATIONS OF BROKER-DEALERS...

[15739] March 10, 2003 TO: 529 PLAN ADVISORY COMMITTEE No. 15-03 OPERATIONS COMMITTEE No. 3-03 PENSION COMMITTEE No. 7-03 PENSION OPERATIONS ADVISORY COMMITTEE No. 14-03 TAX COMMITTEE No. 14-03 TRANSFER AGENT ADVISORY COMMITTEE No. 28-03 RE: MARCH 13 CONFERENCE CALL TO DISCUSS DRAFT...

URGENT/ACTION REQUESTED [15738] March 10, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 20-03 INTERNATIONAL COMMITTEE No. 22-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 13-03 MONEY LAUNDERING RULES WORKING GROUP No. 19-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 23-03 TRANSFER AGENT...

URGENT/ACTION REQUESTED [15732] March 7, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 18-03 INTERNATIONAL COMMITTEE No. 21-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 12-03 MONEY LAUNDERING RULES WORKING GROUP No. 18-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 22-03 TRANSFER AGENT...

ACTION REQUESTED [15721] March 4, 2003 TO: BROKER/DEALER ADVISORY COMMITTEE No. 10-03 MONEY LAUNDERING RULES WORKING GROUP No. 17-03 TAX COMMITTEE No. 12-03 TRANSFER AGENT ADVISORY COMMITTEE No. 25-03 RE: NOTICE OF CONFERENCE CALL -- TUESDAY, MARCH 18, 2003 There will be a conference...

ACTION REQUESTED [15705] February 28, 2003 TO: BROKER/DEALER ADVISORY COMMITTEE No. 9-03 MONEY LAUNDERING RULES WORKING GROUP No. 16-03 TAX COMMITTEE No. 10-03 TRANSFER AGENT ADVISORY COMMITTEE No. 24-03 RE: DRAFT INSTITUTE LETTER ON MUTUAL FUND SUSPICIOUS ACTIVITY REPORTING RULE The...

URGENT/ACTION REQUESTED [15703] February 28, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 17-03 INTERNATIONAL COMMITTEE No. 20-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 11-03 MONEY LAUNDERING RULES WORKING GROUP No. 15-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 20-03 TRANSFER...

[15691] February 24, 2003 TO: 529 PLAN ADVISORY COMMITTEE No. 12-03 TRANSFER AGENT ADVISORY COMMITTEE No. 22-03 RE: FEBRUARY 28 CONFERENCE CALL TO DISCUSS NEW IRS FORM 1099-Q A conference call has been scheduled for Friday, February 28, 2003 at 1:00 p.m. EDT to discuss the new IRS...

[15677] February 20, 2003 TO: OPERATIONS COMMITTEE No. 2-03 TRANSFER AGENT ADVISORY COMMITTEE No. 21-03 BROKER/DEALER ADVISORY COMMITTEE No. 8-03 BANK AND TRUST ADVISORY COMMITTEE No. 3-03 SMALL FUNDS COMMITTEE No. 7-03 RE: STAMP, SEMP & NYSE MEDALLION PROGRAMS - RECENT NOTICES ON...