ACTION REQUESTED
[15721]
March 4, 2003
TO: BROKER/DEALER ADVISORY COMMITTEE No. 10-03
MONEY LAUNDERING RULES WORKING GROUP No. 17-03
TAX COMMITTEE No. 12-03
TRANSFER AGENT ADVISORY COMMITTEE No. 25-03
RE: NOTICE OF CONFERENCE CALL -- TUESDAY, MARCH 18, 2003
There will be a conference call on Tuesday, March 18, 2003 at 3:00 p.m. Eastern time to
discuss the Institute’s draft comment letter on the proposed rule relating to filing of suspicious
activity reports (SARs) by mutual funds.1
To participate in the call, you must pre-register with us by filling out the attached
response form and faxing it to Amanda Busick at 202-326-5841 by the close of business on
Monday, March 17, 2003.
Use the information below to join the call. Given the large number of participants in
working group calls in the past, we recommend dialing in a few minutes prior to the start of the
meeting.
Conference Call Number: 1-888-889-1954
Pass Code: Money Laundering
Call Leader: Bob Grohowski
If you have any questions about the conference call, please contact Amanda Busick at
202-326-5836.
Robert C. Grohowski
Associate Counsel
Attachment (in .pdf format)
1 See Memorandum to Broker/Dealer Advisory Committee No. 9-03, Money Laundering Rules Working Group No.
16-03, Tax Committee No. 10-03, and Transfer Agent Advisory Committee No. 24-03, dated February 28, 2003.