Transfer Agent Advisory Content

URGENT/ACTION REQUESTED [16033] May 9, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 36-03 INTERNATIONAL COMMITTEE No. 32-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 22-03 MONEY LAUNDERING RULES WORKING GROUP No. 31-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 35-03 TRANSFER AGENT...

[16027] May 8, 2003 TO: OPERATIONS MEMBERS No. 15-03 PENSION MEMBERS No. 20-03 PENSION OPERATIONS ADVISORY COMMITTEE No. 24-03 TAX MEMBERS No. 28-03 TRANSFER AGENT ADVISORY COMMITTEE No. 47-03 RE: INTERNAL REVENUE SERVICE RELEASES REVISED WITHHOLDING AND REPORTING REQUIREMENTS FOR...

[16025] May 8, 2003 TO: BROKER/DEALER ADVISORY COMMITTEE No. 17-03 TAX MEMBERS No. 29-03 TRANSFER AGENT ADVISORY COMMITTEE No. 48-03 RE: IRS ISSUES FINAL REGULATIONS ON BACKUP WITHHOLDING AFTER MULTIPLE NOTICES OF INCORRECT PAYEE “TIN” The Internal Revenue Service (“IRS”) has issued...

[16022] May 7, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 35-03 INTERNATIONAL COMMITTEE No. 31-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 21-03 MONEY LAUNDERING RULES WORKING GROUP No. 30-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 34-03 TRANSFER AGENT ADVISORY COMMITTEE No. 46...

[15991] May 2, 2003 TO: MONEY LAUNDERING RULES WORKING GROUP No. 27-03 TRANSFER AGENT ADVISORY COMMITTEE No. 43-03 RE: SEC AND TREASURY ADOPT FINAL CUSTOMER IDENTIFICATION PROGRAM RULE FOR MUTUAL FUNDS Yesterday, Treasury and other federal regulators released final rules for customer...

URGENT/ACTION REQUESTED [15996] May 2, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 33-03 INTERNATIONAL COMMITTEE No. 29-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 20-03 MONEY LAUNDERING RULES WORKING GROUP No. 29-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 33-03 TRANSFER AGENT...

ACTION REQUESTED [15994] May 2, 2003 TO: MONEY LAUNDERING RULES WORKING GROUP No. 28-03 TRANSFER AGENT ADVISORY COMMITTEE No. 44-03 RE: NOTICE OF CONFERENCE CALL -- THURSDAY, MAY 8, 2003 There will be a conference call on Thursday, May 8, 2003 at 2:00 p.m. Eastern time to discuss the...

[15981] April 30, 2003 TO: 529 PLAN ADVISORY COMMITTEE No. 25-03 OPERATIONS MEMBERS No. 13-03 PENSION MEMBERS No. 19-03 PENSION OPERATIONS ADVISORY COMMITTEE No. 23-03 TAX MEMBERS No. 26-03 TRANSFER AGENT ADVISORY COMMITTEE No. 42-03 RE: COMMENT LETTER ON FORMS 1099-Q AND 5498-ESA...

[15982] April 30, 2003 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 41-03 RE: SUMMARY OF JANUARY 23, 2003 MEETING Attached is the summary of the Transfer Agent Advisory Committee meeting held on January 23, 2003 in Ponte Verde Beach, Florida. Please contact me at 202/326-5930 or kjoaquin...

[15914] April 17, 2003 TO: BANK AND TRUST ADVISORY COMMITTEE No. 5-03 BROKER/DEALER ADVISORY COMMITTEE No. 16-03 MONEY LAUNDERING RULES WORKING GROUP No. 26-03 OPERATIONS MEMBERS No. 12-03 SMALL FUNDS COMMITTEE No. 15-03 TRANSFER AGENT ADVISORY COMMITTEE No. 41-03 RE: HOMELAND...