Transfer Agent Advisory Content

[16729] November 4, 2003 TO: BROKER/DEALER ADVISORY COMMITTEE No. 31-03 BANK AND TRUST ADVISORY COMMITTEE No. 13-03 TRANSFER AGENT ADVISORY COMMITTEE No. 99-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 46-03 SMALL FUNDS COMMITTEE No. 28-03 RE: INSTITUTE RECOMMENDATIONS REGARDING...

[16722] October 31, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 91-03 INTERNATIONAL COMMITTEE No. 75-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 45-03 MONEY LAUNDERING RULES WORKING GROUP No. 60-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 93-03 TRANSFER AGENT ADVISORY COMMITTEE No...

[16695] October 24, 2003 TO: ACCOUNTING/TREASURERS MEMBERS No. 43-03 BANK AND TRUST ADVISORY COMMITTEE No. 12-03 BROKER/DEALER ADVISORY COMMITTEE No. 30-03 CLOSED-END INVESTMENT COMPANY MEMBERS No. 84-03 OPERATIONS MEMBERS No. 32-03 TAX MEMBERS No. 57-03 TRANSFER AGENT ADVISORY...

[16697] October 24, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 89-03 INTERNATIONAL COMMITTEE No. 74-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 44-03 MONEY LAUNDERING RULES WORKING GROUP No. 59-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 90-03 TRANSFER AGENT ADVISORY COMMITTEE No...

URGENT/ACTION REQUESTED [16675] October 16, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 87-03 INTERNATIONAL COMMITTEE No. 71-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 43-03 MONEY LAUNDERING RULES WORKING GROUP No. 58-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 89-03 TRANSFER...

URGENT/ACTION REQUESTED [16665] October 14, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 85-03 INTERNATIONAL COMMITTEE No. 68-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 42-03 MONEY LAUNDERING RULES WORKING GROUP No. 57-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 88-03 TRANSFER...

[16607] October 2, 2003 TO: OPERATIONS COMMITTEE No. 20-03 TRANSFER AGENT ADVISORY COMMITTEE No. 93-03 RE: 2003 CUSTOMER IDENTIFICATION PROGRAM SURVEY The Transfer Agent Advisory Committee established a task force, chaired by Charles Hawkins of PNC Financial Services Group, which...

[16588] SECOND NOTICE - ACTION REQUESTED September 30, 2003 TO: PRIMARY CONTACTS - MEMBER COMPLEX No. 80-03 ACCOUNTING/TREASURERS MEMBERS No. 41-03 OPERATIONS MEMBERS No. 29-03 SMALL FUNDS MEMBERS No. 51-03 TRANSFER AGENT ADVISORY COMMITTEE No. 92-03 PAST PARTICIPANTS -- ICI/PWC...

[16580] September 26, 2003 TO: MONEY LAUNDERING RULES WORKING GROUP No. 56-03 TRANSFER AGENT ADVISORY COMMITTEE No. 90-03 RE: TREASURY DECIDES NOT TO CHANGE CERTAIN ASPECTS OF THE CUSTOMER IDENTIFICATION PROGRAM RULES AFTER RECEIVING ADDITIONAL COMMENTS; REITERATES OCTOBER 1ST...

[16583] September 26, 2003 TO: 529 PLAN ADVISORY COMMITTEE No. 55-03 OPERATIONS MEMBERS No. 28-03 PENSION MEMBERS No. 41-03 PENSION OPERATIONS ADVISORY COMMITTEE No. 62-03 TAX MEMBERS No. 49-03 TRANSFER AGENT ADVISORY COMMITTEE No. 91-03 RE: COMMENT LETTER RESPONDING TO NOTICE 2003-53...