Transfer Agent Advisory Content

URGENT/ACTION REQUESTED [15257] October 10, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 87-02 INTERNATIONAL COMMITTEE No. 73-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 44-02 MONEY LAUNDERING RULES WORKING GROUP No. 57-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 82-02 TRANSFER...

[15247] October 9, 2002 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 88-02 RE: SUMMARY OF JULY 17-18, 2002 MEETING Attached is a summary of the Transfer Agent Advisory Committee meeting held on July 17th and 18th, 2002 at the Institute in Washington, DC. Please contact me at 202/326-5930...

[15243] October 7, 2002 TO: ACCOUNTING/TREASURERS MEMBERS No. 37-02 COMPLIANCE ADVISORY COMMITTEE No. 84-02 OPERATIONS MEMBERS No. 30-02 STATE SECURITIES MEMBERS No. 7-02 TRANSFER AGENT ADVISORY COMMITTEE No. 87-02 RE: ASSISTANCE OF MEMBERS REQUESTED IN CONNECTION WITH FACILITATING...

URGENT/ACTION REQUESTED [15216] September 30, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 80-02 INTERNATIONAL COMMITTEE No. 72-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 43-02 MONEY LAUNDERING RULES WORKING GROUP No. 56-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 79-02 TRANSFER...

[15203] September 26, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 41-02 BROKER/DEALER ASSOCIATE MEMBERS No. 11-02 COMPLIANCE ADVISORY COMMITTEE No. 79-02 INTERNATIONAL MEMBERS No. 26-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 42-02 MONEY LAUNDERING RULES WORKING GROUP No. 55...

[15202] September 25, 2002 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 84-02 RE: PRELIMINARY AGENDA FOR THE OCTOBER 9-10 MEETING The next meeting of the Transfer Agent Advisory Committee will be held on Wednesday, October 9th from 3:00 – 5:00 p.m. ET and Thursday, October 10th from 9:00...

[15142] September 11, 2002 TO: 529 PLAN ADVISORY COMMITTEE No. 30-02 OPERATIONS MEMBERS No. 28-02 TAX MEMBERS No. 41-02 TRANSFER AGENT ADVISORY COMMITTEE No. 83-02 RE: IRS ANNOUNCEMENT PERMITS REPORTING OF NEGATIVE EARNINGS ON FORM 1099-Q, QUALIFIED TUITION PROGRAM PAYMENTS UNDER...

[15135] September 6, 2002 TO: ACCOUNTING/TREASURERS COMMITTEE No. 43-02 BROKER/DEALER ADVISORY COMMITTEE No. 39-02 PENSION MEMBERS No. 43-02 PENSION OPERATIONS ADVISORY COMMITTEE No. 61-02 TAX MEMBERS No. 40-02 TRANSFER AGENT ADVISORY COMMITTEE No. 82-02 RE: IRS TO ISSUE FINAL...

URGENT/ACTION REQUESTED [15112] September 6, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 37-02 COMPLIANCE ADVISORY COMMITTEE No. 73-02 INTERNATIONAL COMMITTEE No. 65-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 39-02 MONEY LAUNDERING RULES WORKING GROUP No. 52-02 PRIMARY...

[15134] September 6, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 38-02 COMPLIANCE ADVISORY COMMITTEE No. 74-02 INTERNATIONAL COMMITTEE No. 66-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 40-02 MONEY LAUNDERING RULES WORKING GROUP No. 53-02 OPERATIONS COMMITTEE No. 15-02 SEC...