[15366]
November 22, 2002
TO: ACCOUNTING/TREASURERS MEMBERS No. 47-02
BANK AND TRUST ADVISORY COMMITTEE No. 14-02
BROKER/DEALER ADVISORY COMMITTEE No. 47-02
CLOSED-END INVESTMENT COMPANY MEMBERS No. 60-02
OPERATIONS MEMBERS No. 34-02
TAX MEMBERS No. 48-02
TRANSFER AGENT ADVISORY COMMITTEE No. 103-02
RE: BROKER DISTRIBUTION LIST FOR 2002 YEAR-END TAX REPORTING
The Securities Industry Association has requested that regulated investment companies
(“RICs”) send their 2002 year-end tax reporting information by e-mail to the following contact
persons:
Firm Contact Person E-Mail Address Telephone Number
1. DTCC Tony Capizzi acapizzi@dtcc.com 212 855-4703
2. Merrill Lynch Roger Mayes yearenddiv_jax@ml.com 904 218-5255
3. Wall Street Concepts Justin Feuerstein tax@wsc.com 646 443-8710
4. Standard & Poor’s Charles Diaz charles_diaz@sandp.com 212 438-3869
David Weitzman sp_taxstatus@sandp.com 212 438-3604
The Institute previously distributed the (1) uniform file formats to be used by RICs when
reporting 2002 year-end tax information1 and (2) procedures for Institute members to access
1 See Institute Memorandum to Accounting/Treasurers Members No. 22-02, Bank and Trust Advisory Committee No.
8-02, Broker/Dealer Advisory Committee No. 26-02, Closed-End Investment Company Members No. 30-02,
Operations Members No. 22-02, Tax Members No. 36-02 and Transfer Agent Advisory Committee No. 65-02, dated
August 2, 2002.
2
2002 year-end tax information for real estate investment trusts.2 As in prior years, the 2002 year-
end tax reporting formats and other information related to 2002 year-end tax reporting are
available on the Institute’s members-only internet home page at http://members.ici.org
(“ICINet”).3
Deanna J. Flores
Associate Counsel
2 See Institute Memorandum to Accounting/Treasurers Members No. 46-02, Bank and Trust Advisory Committee No.
13-02, Broker/Dealer Advisory Committee No. 45-02, Closed-End Investment Company Members No. 59-02,
Operations Members No. 32-02, Tax Members No. 47-02 and Transfer Agent Advisory Committee No. 98-02, dated
November 15, 2002.
3 Those Institute members who have not been issued an ICINet password may receive one by accessing ICINet and
completing the ICINet enrollment form.