Transfer Agent Advisory Content

URGENT/ACTION REQUESTED [15036] August 13, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 30-02 COMPLIANCE ADVISORY COMMITTEE No. 62-02 INTERNATIONAL COMMITTEE No. 60-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 33-02 MONEY LAUNDERING RULES WORKING GROUP No. 45-02 PRIMARY...

URGENT [15028] August 12, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 29-02 COMPLIANCE ADVISORY COMMITTEE No. 60-02 INTERNATIONAL COMMITTEE No. 58-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 32-02 MONEY LAUNDERING RULES WORKING GROUP No. 44-02 PRIMARY CONTACTS - MEMBER...

[15011] August 7, 2002 TO: ACCOUNTING/TREASURERS MEMBERS No. 25-02 BANK INVESTMENT MANAGEMENT MEMBERS No. 2-02 CLOSED-END INVESTMENT COMPANY MEMBERS No. 32-02 COMPLIANCE ADVISORY COMMITTEE No. 58-02 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 19-02 INVESTMENT ADVISER MEMBERS No. 31-02...

[14983] August 2, 2002 TO: ACCOUNTING/TREASURERS COMMITTEE No. 37-02 BANK AND TRUST ADVISORY COMMITTEE No. 7-02 BROKER/DEALER ADVISORY COMMITTEE No. 25-02 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 31-02 OPERATIONS COMMITTEE No. 11-02 TAX COMMITTEE No. 23-02 TRANSFER AGENT ADVISORY...

[14985] August 2, 2002 TO: ACCOUNTING/TREASURERS MEMBERS No. 22-02 BANK AND TRUST ADVISORY COMMITTEE No. 8-02 BROKER/DEALER ADVISORY COMMITTEE No. 26-02 CLOSED-END INVESTMENT COMPANY MEMBERS No. 30-02 OPERATIONS MEMBERS No. 22-02 TAX MEMBERS No. 36-02 TRANSFER AGENT ADVISORY COMMITTEE...

[14972] July 30, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 24-02 COMPLIANCE ADVISORY COMMITTEE No. 55-02 INTERNAL AUDIT ADVISORY COMMITTEE No. 6-02 INTERNATIONAL MEMBERS No. 22-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 29-02 MONEY LAUNDERING RULES WORKING GROUP No. 41-02...

[14964] July 26, 2002 TO: ACCOUNTING/TREASURERS MEMBERS No. 20-02 CLOSED-END INVESTMENT COMPANY MEMBERS No. 28-02 COMPLIANCE ADVISORY COMMITTEE No. 54-02 EQUITY MARKETS ADVISORY COMMITTEE No. 17-02 INVESTMENT ADVISER MEMBERS No. 30-02 OPERATIONS MEMBERS No. 20-02 PRIMARY CONTACTS -...

[14942] July 22, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 21-02 COMPLIANCE ADVISORY COMMITTEE No. 51-02 INTERNATIONAL MEMBERS No. 20-02 MONEY LAUNDERING RULES WORKING GROUP No. 40-02 SEC RULES MEMBERS No. 52-02 SMALL FUNDS MEMBERS No. 21-02 TRANSFER AGENT ADVISORY COMMITTEE No...

[14925] July 18, 2002 TO: MONEY LAUNDERING RULES WORKING GROUP No. 38-02 TRANSFER AGENT ADVISORY COMMITTEE No. 59-02 RE: TREASURY AND SEC PROPOSE CUSTOMER IDENTIFICATION PROGRAM RULE Yesterday, the Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) and the...

ACTION REQUESTED [14933] July 18, 2002 TO: MONEY LAUNDERING RULES WORKING GROUP No. 39-02 TRANSFER AGENT ADVISORY COMMITTEE No. 60-02 RE: NOTICE OF CONFERENCE CALL -- WEDNESDAY, JULY 24, 2002 There will be a conference call on Wednesday, July 24, 2002 at 3:00 p.m. Eastern time to...