Technology Content

    [22335]   March 14, 2008 TO: TECHNOLOGY COMMITTEE No. 7-08     RE: TECHNOLOGY COMMITTEE MEETING - JULY 16 & 17, 2008   The next meeting of the Technology Committee will take place on Wednesday and Thursday July 16 & 17, 2008 at The Sphinx Club at Almas Temple, Oasis Room, 1315 K...

    [22314]   March 10, 2008 TO: TECHNOLOGY COMMITTEE No. 6-08     RE: FEDERAL COURT UPHOLDS RIGHT OF SOFTWARE APPLICATION MAKER TO DISABLE AND REMOVE ANOTHER VENDOR'S SOFTWARE WITHOUT NOTICE   The United States District Court for the Western District of Washington at Seattle recently...

    [22305]   March 7, 2008 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 4-08 COMPLIANCE ADVISORY COMMITTEE No. 4-08 INVESTMENT ADVISERS COMMITTEE No. 3-08 OPERATIONS COMMITTEE No. 5-08 PRIVACY ISSUES WORKING GROUP No. 1-08 SEC RULES COMMITTEE No. 18-08 SMALL FUNDS COMMITTEE No. 7...

    [22290]   March 3, 2008 TO: BOARD OF GOVERNORS No. 2-08 BROKER/DEALER ADVISORY COMMITTEE No. 7-08 OPERATIONS MEMBERS No. 2-08 SEC RULES MEMBERS No. 20-08 SMALL FUNDS MEMBERS No. 12-08 TECHNOLOGY COMMITTEE No. 4-08 TRANSFER AGENT ADVISORY COMMITTEE No. 11-08     RE: ICI COMMENT...

    [22279]   February 28, 2008 TO: ACCOUNTING/TREASURERS MEMBERS No. 5-08 CLOSED-END INVESTMENT COMPANY MEMBERS No. 5-08 COMPLIANCE MEMBERS No. 6-08 ETF ADVISORY COMMITTEE No. 2-08 ETF COMMITTEE No. 1-08 EQUITY MARKETS ADVISORY COMMITTEE No. 10-08 FIXED-INCOME ADVISORY COMMITTEE No...

    [22222]   February 8, 2008 TO: TECHNOLOGY COMMITTEE No. 2-08     RE: DRAFT ICI COMMENT LETTER ON SEC DISCLOSURE REFORM PROPOSAL   As we previously informed you, in November of last year, the Securities and Exchange Commission proposed amendments to the rules and forms used by...

    [22169]   January 31, 2008 TO: TECHNOLOGY COMMITTEE No. 1-08 SMALL FUNDS COMMITTEE No. 3-08     RE: 2007 PANDEMIC EXERCISE RESULTS   In 2007, some 2700 financial services firms participated in an industry wide exercise that simulated a three-week global pandemic flu. Results from...

  [22065]   December 19, 2007 TO: TECHNOLOGY COMMITTEE No. 32-07 RE: TECHNOLOGY COMMITTEE MEETING - FEBRUARY 6 & 7, 2008   The next meeting of the Technology Committee will take place on Wednesday and Thursday February 6 & 7, 2008 at The Sphinx Club at Almas Temple, Oasis Room, 1315 K...

    [22027]   December 11, 2007 TO: ACCOUNTING/TREASURERS MEMBERS No. 38-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 72-07 COMPLIANCE MEMBERS No. 67-07 ETF ADVISORY COMMITTEE No. 36-07 EQUITY MARKETS ADVISORY COMMITTEE No. 62-07 FIXED-INCOME ADVISORY COMMITTEE No. 39-07 INST. MONEY...

    [22001]   November 30, 2007 TO: SEC RULES COMMITTEE No. 91-07 SMALL FUNDS COMMITTEE No. 39-07 OPERATIONS COMMITTEE No. 32-07 ETF ADVISORY COMMITTEE No. 35-07 TECHNOLOGY COMMITTEE No. 30-07 RE: SEC PROPOSES ENHANCED DISCLOSURE AND NEW DELIVERY OPTION FOR MUTUAL FUNDS; TWO...