Technology Content

[13141] February 7, 2001 TO: TECHNOLOGY ADVISORY COMMITTEE No. 1-01 RE: OCIE ISSUES REPORT SUMMARIZING FINDINGS AND RECOMMENDATIONS FROM REVIEW OF ONLINE TRADING BROKER-DEALERS The SEC’s Office of Compliance Inspections and Examinations (OCIE) recently conducted a series of...

[12848] November 8, 2000 TO: TECHNOLOGY ADVISORY COMMITTEE No. 2-00 RE: E-SIGN LEGISLATION: SUMMARY AND ANALYSIS On June 30, 2000, President Clinton signed the Electronic Signatures in Global and National Commerce Act (“E-SIGN”).1 As enacted, E-SIGN gives legal recognition and effect...