Technology Content

[16355] July 25, 2003 TO: TECHNOLOGY ADVISORY COMMITTEE No. 7-03 RE: TAC MEETING AND BCP ROUNDTABLE - OCTOBER 16 & 17, 2003 The next meeting of the Technology Advisory Committee will take place on Thursday October 16, 2003 at The Eaton Vance Building, 255 State Street, Boston...

[16241] June 25, 2003 TO: TECHNOLOGY ADVISORY COMMITTEE No. 5-03 RE: BUSINESS CONTINUITY ROUNDTABLE At the last Committee meeting it was agreed that there might be significant interest in a meeting whereby Institute members can discuss and exchange ideas as well as challenges they...

[16224] June 20, 2003 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 6-03 COMPLIANCE ADVISORY COMMITTEE No. 47-03 SEC RULES MEMBERS No. 79-03 TECHNOLOGY ADVISORY COMMITTEE No. 4-03 RE: NASD CLARIFIES MEMBERS’ RESPONSIBILITIES IN CONNECTION WITH USE OF INSTANT MESSAGING NASD...

[16153] June 3, 2003 TO: TECHNOLOGY ADVISORY COMMITTEE No. 3-03 RE: SUMMARY OF MAY 15, 2003 MEETING Attached is the summary of the Technology Advisory Committee meeting held on May 15, 2003 in Washington, DC. Please contact me at 202/326-5869 or salmon@ici.org if you have any...

[15725] March 4, 2003 TO: TECHNOLOGY ADVISORY COMMITTEE No. 2-03 RE: MAY 15, 2003 MEETING The next meeting of the Technology Advisory Committee will take place on Thursday, May 15, 2003 in the David Silver Conference Room (12th Floor) of the Investment Company Institute 1401 H Street...

[15580] January 23, 2003 TO: SMALL FUNDS MEMBERS No. 3-03 TECHNOLOGY ADVISORY COMMITTEE No. 1-03 RE: NEW YORK COURT ENJOINS SOFTWARE SELLER FROM INCLUDING LANGUAGE IN ITS AGREEMENTS PROHIBITING REVIEWING OR TESTING ITS SOFTWARE Based upon finding that language included in software...

[15438] December 10, 2002 TO: TECHNOLOGY ADVISORY COMMITTEE No. 15-02 RE: FEBRUARY 6 & 7, 2003 MEETING The next meeting of the Technology Advisory Committee will take place on Thursday, February 6 and Friday, February 7, 2003. The meeting will take place in Denver and will be hosted...

[15310] October 29, 2002 TO: TECHNOLOGY ADVISORY COMMITTEE No. 14-02 RE: SUMMARY OF THE SEPTEMBER 18-19, 2002 MEETING Attached is a summary of the Technology Advisory Committee meeting held on September 18-19, 2002. Please contact me at 202/326-5869 or at salmon@ici.org if you have...

[15306] October 28, 2002 TO: TECHNOLOGY ADVISORY COMMITTEE No. 13-02 RE: NEXT MEETING - SAVE THE DATE The next meeting of the Technology Advisory Committee will be held on February 6-7, 2003 in Denver. The meeting will be hosted by Janus and will begin at 3:00 p.m. on February 6. The...

[15222] October 2, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 81-02 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 24-02 INVESTMENT ADVISER MEMBERS No. 40-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 80-02 PRIVACY ISSUES WORKING GROUP No. 6-02 SEC RULES MEMBERS No. 84-02 SMALL FUNDS MEMBERS No...