Technology Content

[17856] August 3, 2004 TO: PRIMARY CONTACTS - MEMBER COMPLEX No. 74-04 BOARD OF GOVERNORS No. 50-04 CEOS TECHNOLOGY ADVISORY COMMITTEE No. 20-04 BCP SUBCOMMITTEE SMALL FUNDS COMMITTEE No. 43-04 OPERATIONS COMMITTEE No. 15-04 SEC RULES COMMITTEE No. 67-04 RE: THREAT LEVEL INCREASED TO...

[17782] July 19, 2004 TO: TECHNOLOGY ADVISORY COMMITTEE No. 19-04 BCP SUBCOMMITTEE RE: TAC MEETING NOTICE - OCTOBER 19 & 20, 2004 The next meeting of the Technology Advisory Committee and BCP Sub-Committee will take place on Tuesday and Wednesday October 19 & 20, 2004 in Washington...

URGENT/ACTION REQUESTED [17747] July 2, 2004 TO: COMPLIANCE ADVISORY COMMITTEE No. 69-04 OPERATIONS MEMBERS No. 26-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 67-04 PRIVACY ISSUES WORKING GROUP No. 1-04 SEC RULES MEMBERS No. 98-04 SMALL FUNDS MEMBERS No. 77-04 TECHNOLOGY ADVISORY...

ACTION REQUESTED [17734] July 1, 2004 TO: TECHNOLOGY ADVISORY COMMITTEE No. 17-04 BCP SUBCOMMITTEE RE: NEW BCP MEMBERS MAILING LIST In mid-July, we will begin a new mailing list for members who wish to receive ICI memo updates on developments relating to Business Continuity Planning...

[17638] June 8, 2004 TO: ACCOUNTING/TREASURERS COMMITTEE No. 14-04 OPERATIONS COMMITTEE No. 12-04 SEC RULES COMMITTEE No. 52-04 SMALL FUNDS COMMITTEE No. 34-04 TECHNOLOGY ADVISORY COMMITTEE No. 14-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 55-04 RE: HOMELAND SECURITY STRATEGY FOR...

[17544] May 20, 2004 TO: TECHNOLOGY ADVISORY COMMITTEE No. 13-04 BCP SUBCOMMITTEE RE: TAC / BCP MEETING PRELIMINARY AGENDA - JUNE 2-3, 2004 The next meeting of the Technology Advisory Committee and the BCP Subcommittee will be held on Wednesday June 2nd from 8:30 a.m. to 3:00 p.m. EST...

[17489] May 11, 2004 TO: BROKER/DEALER ADVISORY COMMITTEE No. 17-04 CLOSED-END INVESTMENT COMPANY MEMBERS No. 30-04 INTERNAL AUDIT ADVISORY COMMITTEE No. 6-04 OPERATIONS MEMBERS No. 23-04 SEC RULES MEMBERS No. 66-04 SMALL FUNDS MEMBERS No. 51-04 TECHNOLOGY ADVISORY COMMITTEE No. 12-04...

[17455] May 3, 2004 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 29-04 COMPLIANCE ADVISORY COMMITTEE No. 46-04 INTERNAL AUDIT ADVISORY COMMITTEE No. 5-04 OPERATIONS MEMBERS No. 21-04 SEC RULES MEMBERS No. 64-04 SMALL FUNDS MEMBERS No. 48-04 TECHNOLOGY ADVISORY COMMITTEE No. 11-04...

[17384] April 14, 2004 TO: BROKER/DEALER ADVISORY COMMITTEE No. 12-04 OPERATIONS MEMBERS No. 18-04 SEC RULES MEMBERS No. 57-04 SMALL FUNDS MEMBERS No. 42-04 TECHNOLOGY ADVISORY COMMITTEE No. 9-04 RE: INSTITUTE COMMENT LETTER ON SEC PROPOSED CONFIRMATION AND POINT OF SALE DISCLOSURE...

[17261] March 19, 2004 TO: TECHNOLOGY ADVISORY COMMITTEE No. 8-04 RE: OUTSOURCING The Institute was notified that the California Department of Finance and other California State Agencies would contact all companies that currently have a contract with the State of California about...