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17259

TECHNOLOGY ADVISORY COMMITTEE MEETING NOTICE - JUNE 2 & 3, 2004

[17259] March 19, 2004 TO: TECHNOLOGY ADVISORY COMMITTEE No. 7-04 BCP SUBCOMMITTEE RE: TECHNOLOGY ADVISORY COMMITTEE MEETING NOTICE - JUNE 2 & 3, 2004 The next meeting of the Technology Advisory Committee and BCP Sub-Committee will take place on Wednesday and Thursday June 2 & 3, 2004...
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17133

SEC ADOPTS FUND AND ADVISER COMPLIANCE RULES

[17133] February 24, 2004 TO: BROKER/DEALER ADVISORY COMMITTEE No. 6-04 BANK AND TRUST ADVISORY COMMITTEE No. 3-04 TRANSFER AGENT ADVISORY COMMITTEE No. 22-04 OPERATIONS MEMBERS No. 13-04 TECHNOLOGY ADVISORY COMMITTEE No. 5-04 RE: SEC ADOPTS FUND AND ADVISER COMPLIANCE RULES The...
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17059

NASD SUBMITS REPORT OF THE OMNIBUS ACCOUNT TASK FORCE MEMBERS TO THE SEC

[17059] February 4, 2004 TO: SEC RULES MEMBERS No. 15-04 SMALL FUNDS MEMBERS No. 9-04 UNIT INVESTMENT TRUST MEMBERS No. 4-04 PENSION MEMBERS No. 8-04 OPERATIONS MEMBERS No. 8-04 BROKER/DEALER ADVISORY COMMITTEE No. 4-04 TECHNOLOGY ADVISORY COMMITTEE No. 3-04 RE: NASD SUBMITS REPORT OF...
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16965

NEXT GENERATION FINANCIAL SERVICES INFORMATION SHARING AND ANALYSIS CENTER

[16965] January 12, 2004 TO: ACCOUNTING/TREASURERS COMMITTEE No. 2-04 OPERATIONS COMMITTEE No. 2-04 SEC RULES COMMITTEE No. 4-04 SMALL FUNDS COMMITTEE No. 2-04 TECHNOLOGY ADVISORY COMMITTEE No. 1-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 3-04 RE: NEXT GENERATION FINANCIAL SERVICES...
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16915

TECHNOLOGY ADVISORY COMMITTEE MEETING - FEBRUARY 11 & 12, 2004

[16915] December 23, 2003 TO: TECHNOLOGY ADVISORY COMMITTEE No. 22-03 RE: TECHNOLOGY ADVISORY COMMITTEE MEETING - FEBRUARY 11 & 12, 2004 As we previously notified you, the next meeting of the Technology Advisory Committee will take place on Wednesday February 11 & 12, 2004 at Franklin...
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16811

TECHNOLOGY ADVISORY COMMITTEE MEETING - FEBRUARY 11 & 12, 2004

[16811] November 24, 2003 TO: TECHNOLOGY ADVISORY COMMITTEE No. 19-03 RE: TECHNOLOGY ADVISORY COMMITTEE MEETING - FEBRUARY 11 & 12, 2004 The next meeting of the Technology Advisory Committee will take place on Wednesday February 11 & 12, 2004 at Franklin Templeton Investments, 100...