Technology Content

[16720] October 31, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 26-03 END OF DAY PRICING FORUM No. 11-03 TECHNOLOGY ADVISORY COMMITTEE No. 18-03 RE: INSTITUTE LETTER ON SEC POLICY STATEMENT ON BUSINESS CONTINUITY PLANNING FOR TRADING MARKETS The Institute has filed a comment letter...

[16710] October 29, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 25-03 END OF DAY PRICING FORUM No. 10-03 TECHNOLOGY ADVISORY COMMITTEE No. 17-03 RE: DRAFT INSTITUTE LETTER ON SEC POLICY STATEMENT ON BUSINESS CONTINUITY PLANNING FOR TRADING MARKETS As we previously informed you, the...

[16685] October 20, 2003 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 24-03 END OF DAY PRICING FORUM No. 9-03 TECHNOLOGY ADVISORY COMMITTEE No. 16-03 RE: SEC POLICY STATEMENT ON BUSINESS CONTINUITY PLANNING FOR TRADING MARKETS The Securities and Exchange Commission has issued a Policy...

[16659] October 13, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 84-03 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 24-03 INVESTMENT ADVISER MEMBERS No. 37-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 87-03 PRIVACY ISSUES WORKING GROUP No. 8-03 SEC RULES MEMBERS No. 139-03 SMALL FUNDS MEMBERS...

[16631] October 8, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 80-03 OPERATIONS MEMBERS No. 31-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 82-03 PRIVACY ISSUES WORKING GROUP No. 6-03 SEC RULES MEMBERS No. 133-03 SMALL FUNDS MEMBERS No. 55-03 TECHNOLOGY ADVISORY COMMITTEE No. 13-03 RE...

[16632] October 8, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 81-03 PRIVACY ISSUES WORKING GROUP No. 7-03 SEC RULES MEMBERS No. 134-03 SMALL FUNDS MEMBERS No. 56-03 TECHNOLOGY ADVISORY COMMITTEE No. 14-03 RE: CALIFORNIA ENACTS LEGISLATION REGULATING UNSOLICITED COMMERCIAL E-MAIL...

[16604] October 2, 2003 TO: TECHNOLOGY ADVISORY COMMITTEE No. 12-03 RE: TAC MEETING AND BCP ROUNDTABLE - OCTOBER 16 & 17, 2003 As a reminder, the next meeting of the Technology Advisory Committee will take place on Thursday October 16, 2003 at The Eaton Vance Building, 255 State...

[16520] September 10, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 73-03 OPERATIONS MEMBERS No. 27-03 SEC RULES MEMBERS No. 120-03 SALES FORCE MARKETING COMMITTEE No. 15-03 SMALL FUNDS MEMBERS No. 50-03 TECHNOLOGY ADVISORY COMMITTEE No. 11-03 RE: NASD PROPOSES RULE AMENDMENTS TO REQUIRE...

[16477] August 28, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 67-03 OPERATIONS MEMBERS No. 25-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 68-03 PRIVACY ISSUES WORKING GROUP No. 3-03 SEC RULES MEMBERS No. 113-03 SMALL FUNDS MEMBERS No. 43-03 TECHNOLOGY ADVISORY COMMITTEE No. 10-03 RE...

[16383] July 30, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 57-03 OPERATIONS MEMBERS No. 20-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 60-03 PRIVACY ISSUES WORKING GROUP No. 2-03 SEC RULES MEMBERS No. 100-03 SMALL FUNDS MEMBERS No. 39-03 TECHNOLOGY ADVISORY COMMITTEE No. 8-03 RE: COURT...