Technology Content

[22724] July 22, 2008 TO: BROKER/DEALER ADVISORY COMMITTEE No. 22-08COMPLIANCE MEMBERS No. 29-08PRIVACY ISSUES WORKING GROUP No. 6-08SEC RULES MEMBERS No. 65-08TECHNOLOGY COMMITTEE No. 18-08 RE: SEC SANCTIONS BROKER-DEALER FOR REGULATION S-P VIOLATIONS As we previously informed you...

[22701] July 17, 2008 TO: ACCOUNTING/TREASURERS COMMITTEE No. 9-08 ETF ADVISORY COMMITTEE No. 18-08 SEC RULES COMMITTEE No. 49-08SMALL FUNDS COMMITTEE No. 21-08 TECHNOLOGY COMMITTEE No. 15-08 XBRL WORKING GROUP RE: DRAFT ICI COMMENT LETTER ON SEC MUTUAL FUND XBRL PROPOSAL; JULY 24TH...

[22710] URGENT July 17, 2008 TO: COMPLIANCE MEMBERS No. 27-08 OPERATIONS MEMBERS No. 9-08 PRIMARY CONTACTS - MEMBER COMPLEX No. 4-08 PRIVACY ISSUES WORKING GROUP No. 5-08 SEC RULES MEMBERS No. 62-08 SMALL FUNDS MEMBERS No. 41-08 TECHNOLOGY COMMITTEE No. 16-08 TRANSFER AGENT ADVISORY...

    [22614]   June 17, 2008 TO: ACCOUNTING/TREASURERS COMMITTEE No. 8-08 ETF ADVISORY COMMITTEE No. 14-08 SEC RULES COMMITTEE No. 41-08 SMALL FUNDS COMMITTEE No. 17-08 TECHNOLOGY COMMITTEE No. 14-08 XBRL WORKING GROUP     RE: SEC PROPOSES TO REQUIRE FUNDS TO SUBMIT RISK/RETURN SUMMARY...

    [22580]   June 2, 2008 TO: TECHNOLOGY COMMITTEE No. 13-08     RE: TECHNOLOGY COMMITTEE MEETING AGENDA - JULY 16 & 17, 2008   The next meeting of the Technology Committee will take place on Wednesday and Thursday July 16 & 17, 2008 at The Sphinx Club at Almas Temple, Oasis Room...

    [22482]   May 2, 2008 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 15-08 COMPLIANCE MEMBERS No. 19-08 INVESTMENT ADVISER MEMBERS No. 8-08 OPERATIONS MEMBERS No. 5-08 PRIVACY ISSUES WORKING GROUP No. 3-08 SEC RULES MEMBERS No. 39-08 SMALL FUNDS MEMBERS No. 28-08 TECHNOLOGY...

    [22433]   April 17, 2008 TO: TECHNOLOGY COMMITTEE No. 11-08     RE: MICHAEL L. RADZIEMSKI, PARTNER AND CHIEF INFORMATION OFFICER, LORD ABBETT FAMILY OF FUNDS, APPOINTED NEW ICI TECHNOLOGY COMMITTEE CHAIRMAN   Effective immediately, Michael L. Radziemski, Partner and Chief...

    [22407]   April 9, 2008 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 15-08 COMPLIANCE ADVISORY COMMITTEE No. 7-08 INVESTMENT ADVISERS COMMITTEE No. 7-08 OPERATIONS COMMITTEE No. 8-08 PRIVACY ISSUES WORKING GROUP No. 2-08 SEC RULES COMMITTEE No. 28-08 SMALL FUNDS COMMITTEE No...

    [22404]   April 9, 2008 TO: SMALL FUNDS COMMITTEE No. 12-08 TECHNOLOGY COMMITTEE No. 9-08     RE: SEC INSPECTOR GENERAL REPORT CONCLUDES THAT THE SEC LACKS PROPER ACCOUNTABILITY OVER LAPTOPS   The SEC’s Office of Inspector General has published a report containing its findings of...

    [22362]   March 24, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 9-08 BOARD OF GOVERNORS No. 4-08 BROKER/DEALER ADVISORY COMMITTEE No. 9-08 OPERATIONS MEMBERS No. 3-08 SEC RULES MEMBERS No. 26-08 SMALL FUNDS MEMBERS No. 16-08 TECHNOLOGY COMMITTEE No. 8-08 TRANSFER...