Technology Content

    [21342]   July 9, 2007 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 18-07 BROKER/DEALER ADVISORY COMMITTEE No. 31-07 OPERATIONS COMMITTEE No. 13-07 SMALL FUNDS COMMITTEE No. 26-07 TECHNOLOGY ADVISORY COMMITTEE No. 19-07 TRANSFER AGENT ADVISORY COMMITTEE No. 40-07 RE...

    [21312]   June 28, 2007 TO: SEC RULES COMMITTEE No. 54-07 TECHNOLOGY ADVISORY COMMITTEE No. 18-07 COMPLIANCE ADVISORY COMMITTEE No. 12-07 CHIEF COMPLIANCE OFFICER COMMITTEE No. 16-07 BROKER/DEALER ADVISORY COMMITTEE No. 28-07 SMALL FUNDS COMMITTEE No. 24-07 RE: INSTITUTE DRAFT...

    [21289]   June 19, 2007 TO: SEC RULES COMMITTEE No. 52-07 TECHNOLOGY ADVISORY COMMITTEE No. 17-07 COMPLIANCE ADVISORY COMMITTEE No. 11-07 CHIEF COMPLIANCE OFFICER COMMITTEE No. 14-07 BROKER/DEALER ADVISORY COMMITTEE No. 26-07 SMALL FUNDS COMMITTEE No. 23-07 RE: NASD AND NYSE SEEK...

    [21288]   June 19, 2007 TO: TECHNOLOGY ADVISORY COMMITTEE No. 16-07 RE: SEC STAFF'S FIRST "COMPLIANCE ALERT" ADDRESSES DEFICIENCIES FOUND IN CONNECTION WITH DISASTER RECOVERY PLANS   The staff of the Securities and Exchange Commission has published its first ComplianceAlert [1]. ...

    [21251]   June 14, 2007 TO: TECHNOLOGY ADVISORY COMMITTEE No. 15-07 RE: INSTITUTE COMMENT LETTER ON NEW JERSEY'S PROPOSED CONSUMER BREACH AND COMPUTER SECURITY SYSTEM RULES   In 2005, the New Jersey Legislature enacted the Identify Theft Prevention Act, which consisted of...

    [21199]   May 31, 2007 TO: OPERATIONS COMMITTEE No. 9-07 TRANSFER AGENT ADVISORY COMMITTEE No. 28-07 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 13-07 BROKER/DEALER ADVISORY COMMITTEE No. 23-07 SMALL FUNDS COMMITTEE No. 19-07 TECHNOLOGY ADVISORY COMMITTEE No. 14-07 RE...

    [21158]   May 18, 2007 TO: TECHNOLOGY ADVISORY COMMITTEE No. 13-07     RE: TAC MEETING - JUNE 19 & 20, 2007 - AND HOTEL DEADLINE   The next meeting of the Technology Advisory Committee and BCP Sub-Committee will take place on Tuesday and Wednesday, June 19 & 20, 2007, at The...

  [21067]   April 18, 2007 TO: TECHNOLOGY ADVISORY COMMITTEE No. 12-07     RE: TAC MEETING AND HOTEL INFORMATION - JUNE 19 & 20, 2007   The next meeting of the Technology Advisory Committee and BCP Sub-Committee will take place on Tuesday and Wednesday, June 19 & 20, 2007 at The...

    [21033]   April 4, 2007 TO: TECHNOLOGY ADVISORY COMMITTEE No. 11-07     RE: SAVE THE DATE: TAC MEETING - JUNE 19 & 20, 2007   The next meeting of the Technology Advisory Committee and BCP Sub-Committee will take place on Tuesday and Wednesday June 19 & 20, 2007 at The Sphinx Club...

    [20960]   March 15, 2007 TO: TECHNOLOGY ADVISORY COMMITTEE No. 10-07     RE: WEBSITE RETAILER SUED BY THE NATIONAL FEDERATION OF THE BLIND ALLEGING VIOLATIONS OF THE AMERICANS WITH DISABILITIES ACT   Last March, the National Federation of the Blind (the “Plaintiffs”) sued a...