Technology Content

[22901] URGENT September 23, 2008 TO: COMPLIANCE MEMBERS No. 46-08 OPERATIONS MEMBERS No. 16-08 PRIMARY CONTACTS - MEMBER COMPLEX No. 9-08 PRIVACY ISSUES WORKING GROUP No. 13-08 SEC RULES MEMBERS No. 97-08 SMALL FUNDS MEMBERS No. 58-08 TECHNOLOGY COMMITTEE No. 25-08 TRANSFER AGENT...

[22836] September 2, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 28-08 BROKER/DEALER ADVISORY COMMITTEE No. 30-08 ETF ADVISORY COMMITTEE No. 21-08 OPERATIONS MEMBERS No. 13-08 RESEARCH COMMITTEE No. 7-08 SEC RULES MEMBERS No. 83-08 SMALL FUNDS MEMBERS No. 53-08...

    [22817]   August 20, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 27-08 BROKER/DEALER ADVISORY COMMITTEE No. 28-08 ETF ADVISORY COMMITTEE No. 20-08 OPERATIONS COMMITTEE No. 16-08 RESEARCH COMMITTEE No. 6-08 SEC RULES COMMITTEE No. 61-08 SMALL FUNDS COMMITTEE No. 24...

    [22787]   August 8, 2008 TO: TECHNOLOGY COMMITTEE No. 22-08     RE: SAVE THE DATE - TECHNOLOGY COMMITTEE MEETING, OCTOBER 12, 2008   The next meeting of the Technology Committee will take place on Sunday, October 12, 2008 at the Hyatt Regency Huntington Beach, Huntington Beach...

    [22773]   August 5, 2008 TO: BROKER/DEALER ADVISORY COMMITTEE No. 24-08 COMPLIANCE MEMBERS No. 36-08 OPERATIONS MEMBERS No. 11-08 PRIVACY ISSUES WORKING GROUP No. 8-08 SEC RULES MEMBERS No. 73-08 SMALL FUNDS MEMBERS No. 48-08 TECHNOLOGY COMMITTEE No. 21-08 TRANSFER AGENT ADVISORY...

    [22762]   August 4, 2008 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 23-08 BROKER/DEALER ADVISORY COMMITTEE No. 24-08 ETF ADVISORY COMMITTEE No. 20-08 OPERATIONS COMMITTEE No. 13-08 RESEARCH COMMITTEE No. 6-08 SEC RULES COMMITTEE No. 56-08 SMALL FUNDS COMMITTEE No. 24...

     [22763]    August 4, 2008 TO: ACCOUNTING/TREASURERS MEMBERS No. 16-08ETF ADVISORY COMMITTEE No. 21-08SEC RULES MEMBERS No. 73-08SMALL FUNDS MEMBERS No. 48-08TECHNOLOGY COMMITTEE No. 22-08XBRL WORKING GROUP     RE: ICI COMMENT LETTERS ON SEC XBRL PROPOSALS   As we previously...

[22748] July 30, 2008 TO: COMPLIANCE MEMBERS No. 34-08 OPERATIONS MEMBERS No. 10-08 PRIMARY CONTACTS - MEMBER COMPLEX No. 5-08 PRIVACY ISSUES WORKING GROUP No. 7-08 SEC RULES MEMBERS No. 71-08 SMALL FUNDS MEMBERS No. 46-08 TECHNOLOGY COMMITTEE No. 19-08 TRANSFER AGENT ADVISORY...

[22750] July 30, 2008 TO: COMPLIANCE MEMBERS No. 35-08 TECHNOLOGY COMMITTEE No. 20-08 RE: FINRA TO HOLD FREE BUSINESS CONTINUITY PLANNING PHONE-IN WORKSHOP ON SEPTEMBER 18TH FROM 2- 3:15 P.M. (EASTERN) FINRA has announced its plans to hold a free phone-in workshop on business...

[22721] July 22, 2008 TO: ACCOUNTING/TREASURERS COMMITTEE No. 10-08 ETF ADVISORY COMMITTEE No. 19-08 SEC RULES COMMITTEE No. 53-08 SMALL FUNDS COMMITTEE No. 23-08 TECHNOLOGY COMMITTEE No. 17-08 XBRL WORKING GROUP RE: DRAFT ICI COMMENT LETTER ON SEC FINANCIAL STATEMENT XBRL PROPOSAL As...