Technology Content

    [23444]   May 14, 2009 TO: TECHNOLOGY COMMITTEE No. 11-09 COMPLIANCE MEMBERS No. 22-09 INTERNAL AUDIT ADVISORY COMMITTEE No. 3-09 OPERATIONS MEMBERS No. 11-09 PRIVACY ISSUES WORKING GROUP No. 5-09     RE: FINRA SANCTIONS BROKER-DEALER FOR FAILING TO PROTECT CUSTOMER INFORMATION...

    [23429]   May 1, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 19-09 BROKER/DEALER ADVISORY COMMITTEE No. 23-09 COMPLIANCE MEMBERS No. 21-09 OPERATIONS MEMBERS No. 10-09 PRIMARY CONTACTS - MEMBER COMPLEX No. 6-09 PRIVACY ISSUES WORKING GROUP No. 4-09 SEC RULES...

    [23382]   April 7, 2009 TO: TECHNOLOGY COMMITTEE No. 9-09     RE: COMMITTEE MEETING & HOTEL INFORMATION - JUNE 11 & 12, 2009   The next meeting of the Technology Committee and BCP Sub-Committee will take place on Thursday and Friday, June 11 & 12, 2009 at the Investment Company...

    [23360]   March 27, 2009 TO: OPERATIONS MEMBERS No. 8-09 BROKER/DEALER ADVISORY COMMITTEE No. 17-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 15-09 TECHNOLOGY COMMITTEE No. 8-09 TRANSFER AGENT ADVISORY COMMITTEE No. 26-09     RE: OPERATIONS & TECHNOLOGY CONFERENCE WILL...

    [23342]   March 23, 2009 TO: TECHNOLOGY COMMITTEE No. 7-09     RE: SAVE THE DATE - TECHNOLOGY COMMITTEE MEETING - JUNE 11 & 12, 2009   The next meeting of the Technology Committee and BCP Sub-Committee will take place on Thursday and Friday, June 11 & 12, 2009 at the Investment...

    [23272]   February 24, 2009 TO: ACCOUNTING/TREASURERS MEMBERS No. 12-09 ETF ADVISORY COMMITTEE No. 4-09 SEC RULES MEMBERS No. 22-09 SMALL FUNDS MEMBERS No. 15-09 TECHNOLOGY COMMITTEE No. 6-09 XBRL WORKING GROUP     RE: SEC ADOPTS RULES REQUIRING FUNDS TO SUBMIT RISK/RETURN SUMMARY...

    [23269]   February 23, 2009 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 9-09 BROKER/DEALER ADVISORY COMMITTEE No. 11-09 COMPLIANCE MEMBERS No. 11-09 OPERATIONS MEMBERS No. 6-09 PRIMARY CONTACTS - MEMBER COMPLEX No. 3-09 PRIVACY ISSUES WORKING GROUP No. 2-09 SEC RULES...

    [23238]   February 6, 2009 TO: ACCOUNTING/TREASURERS MEMBERS No. 9-09 ETF ADVISORY COMMITTEE No. 3-09 SEC RULES MEMBERS No. 13-09 SMALL FUNDS MEMBERS No. 10-09 TECHNOLOGY COMMITTEE No. 4-09 XBRL WORKING GROUP     RE: SEC ADOPTS XBRL FINANCIAL STATEMENT TAGGING RULES FOR OPERATING...

    [23223]   January 29, 2009 TO: ACCOUNTING/TREASURERS MEMBERS No. 8-09 ETF ADVISORY COMMITTEE No. 2-09 SEC RULES MEMBERS No. 10-09 SMALL FUNDS MEMBERS No. 8-09 TECHNOLOGY COMMITTEE No. 3-09 XBRL WORKING GROUP     RE: SEC STAFF REPORT ON MODERNIZING THE SEC'S DISCLOSURE SYSTEM   The...

    [23197]   January 21, 2009 TO: ACCOUNTING/TREASURERS COMMITTEE No. 2-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 2-09 BOARD OF GOVERNORS No. 2-09 BROKER/DEALER ADVISORY COMMITTEE No. 5-09 ETF ADVISORY COMMITTEE No. 1-09 EXCHANGE-TRADED FUNDS (ETF) COMMITTEE No. 1-09...