Technology Content

[24998] February 28, 2011 TO: TECHNOLOGY COMMITTEE No. 4-11 RE: TECHNOLOGY COMMITTEE MEETING - SAVE THE DATE - JULY 21 & 22, 2011   The next meeting of the Technology Committee will take place on Thursday and Friday, July 21 & 22, 2011 at the offices of the Investment Company...

  [24978] February 18, 2011 TO: COMPLIANCE MEMBERS No. 18-11 INTERNATIONAL MEMBERS No. 7-11 TECHNOLOGY COMMITTEE No. 3-11 RE: FSA REQUIRES CERTAIN MOBILE PHONE COMMUNICATIONS TO BE RECORDED AND MAINTAINED AS OF NOVEMBER 14, 2011   In March 2008, the U.K.’s Financial Services Authority...

  [24899] January 21, 2011 TO: COMPLIANCE MEMBERS No. 7-11 SEC RULES MEMBERS No. 13-11 SMALL FUNDS MEMBERS No. 8-11 TECHNOLOGY COMMITTEE No. 2-11 RE: SENDING ENCRYPTED EMAIL TO THE SEC   The SEC’s Office of Information Technology has published two guides, the “SEC External Guide for...

  [24833] January 5, 2011   TO: TECHNOLOGY COMMITTEE No. 1-11 RE: TECHNOLOGY COMMITTEE MEETING, FEBRUARY 10 & 11, 2011 - HOTEL DEADLINE APPROACHING   The next meeting of the Technology Committee will take place on Thursday and Friday, February 10 & 11, 2011 at the offices of The...

    [24806]   December 20, 2010 TO: TECHNOLOGY COMMITTEE No. 12-10 RE: TECHNOLOGY COMMITTEE MEETING - FEBRUARY 10 & 11, 2011 - ONLINE REGISTRATION   The next meeting of the Technology Committee will take place on Thursday and Friday, February 10 & 11, 2011 at the offices of The...

  [24732]   November 23, 2010 TO: TECHNOLOGY COMMITTEE No. 11-10 RE: TECHNOLOGY COMMITTEE MEETING - SAVE THE DATE - FEBRUARY 10 & 11, 2011   The next meeting of the Technology Committee will take place on Thursday and Friday, February 10 & 11, 2011 at the offices of The Capital Group...

  [24568]   October 1, 2010 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 32-10 BROKER/DEALER ADVISORY COMMITTEE No. 39-10 TECHNOLOGY COMMITTEE No. 10-10 RE: SEC APPROVES FINRA RULE AMENDMENTS REQUIRING INFORMATION PROVIDED TO THEM VIA A PORTABLE MEDIA DEVICE BE ENCRYPTED  ...

  [24509]   August 24, 2010 TO: TECHNOLOGY COMMITTEE No. 9-10 RE: TECHNOLOGY COMMITTEE MEETING NOTICE - NOVEMBER 2 & 3, 2010   The next meeting of the Technology Committee will take place on Tuesday and Wednesday, November 2 & 3, 2010 at the offices of Eaton Vance Management, Two...

    [24435]   July 20, 2010 TO: TECHNOLOGY COMMITTEE No. 8-10 RE: TECHNOLOGY COMMITTEE MEETING - NOVEMBER 2 & 3, 2010   The next meeting of the Technology Committee will take place on Tuesday and Wednesday, November 2 & 3, 2010, at the offices of Eaton Vance Management, 2...

[24374]   June 22, 2010 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 15-10 BROKER/DEALER ADVISORY COMMITTEE No. 21-10 TECHNOLOGY COMMITTEE No. 7-10 RE: FINRA PROPOSES TO REQUIRE INFORMATION PROVIDED TO THEM VIA A PORTABLE MEDIA DEVICE BE ENCRYPTED; COMMENTS REQUESTED BY...