Technology Content

[28366] September 10, 2014 TO: TECHNOLOGY COMMITTEE No. 8-14 CHIEF INFORMATION SECURITY OFFICER ADVISORY COMMITTEE RE: TECHNOLOGY COMMITTEE & CHIEF INFORMATION SECURITY OFFICER ADVISORY COMMITTEE MEETING SCHEDULE 2014-2015 -- MARK YOUR CALENDARS   The meeting schedule for the...

[28174] June 10, 2014 TO: TECHNOLOGY COMMITTEE No. 7-14 RE: TECHNOLOGY COMMITTEE MEETING - AGENDA & HOTEL - JULY 17 & 18, 2014   The next meeting of the Technology Committee will take place on Thursday and Friday July 17 & 18, 2014 in Washington, DC.  The meetings will take place at...

[28146] May 29, 2014 TO: TECHNOLOGY COMMITTEE No. 6-14 RE: TECHNOLOGY COMMITTEE MEETING - SAVE THE DATE - JULY 17 & 18, 2014   The next meeting of the Technology Committee will take place on Thursday and Friday July 17 & 18, 2014 in Washington, DC. The meetings will take place at the...

[28050] April 17, 2014 TO: COMPLIANCE MEMBERS No. 9-14 TECHNOLOGY COMMITTEE No. 5-14 CHIEF INFORMATION SECURITY OFFICER ADV. COMMITTEE RE: SEC NATIONAL EXAMINATION PROGRAM PUBLISHES RISK ALERT REGARDING ITS CYBERSECURITY INITIATIVE   The National Examination Program (NEP) of the SEC’s...

[28003] March 28, 2014 TO: TECHNOLOGY COMMITTEE No. 4-14 COMPLIANCE MEMBERS No. 6-14 CHIEF RISK OFFICER COMMITTEE No. 4-14 RISK ADVISORY COMMITTEE No. 2-14 RE: SUMMARY OF THE SEC’S MARCH 26 CYBERSECURITY ROUNDTABLE   This memo summarizes the discussion of the panelists at the...

[27899] February 20, 2014 TO: TECHNOLOGY COMMITTEE No. 3-14 RE: TECHNOLOGY COMMITTEE MEETING - REGISTRATION, HOTEL, AGENDA, & DINNER - MARCH 27 & 28, 2014   The next meeting of the Technology Committee will take place on Thursday and Friday March 27 & 28, 2014 in Austin, Texas. The...

[27882] February 11, 2014 TO: TECHNOLOGY COMMITTEE No. 2-14 RE: TECHNOLOGY COMMITTEE MEETING - REGISTRATION, HOTEL, & AGENDA - MARCH 27 & 28, 2014   The next meeting of the Technology Committee will take place on Thursday and Friday March 27 & 28, 2014 in Austin Texas.  The meetings...

[27828] January 13, 2014 TO: TECHNOLOGY COMMITTEE No. 1-14 RE: TECHNOLOGY COMMITTEE MEETING - SAVE THE DATE - MARCH 27 & 28, 2014   The next meeting of the Technology Committee will take place on Thursday and Friday March 27 & 28, 2014 in Austin Texas. The meetings will take place at...

[27585] September 23, 2013 TO: TECHNOLOGY COMMITTEE No. 10-13 RE: TECHNOLOGY COMMITTEE MEETING - NOVEMBER 12 & 13, 2013   The next meeting of the Technology Committee will take place on Tuesday and Wednesday November 12 & 13, 2013 at American Century, 4500 Main St., Kansas City, MO...

[27527] August 29, 2013 TO: COMPLIANCE MEMBERS No. 38-13 INVESTMENT ADVISER MEMBERS No. 61-13 SMALL FUNDS MEMBERS No. 50-13 TECHNOLOGY COMMITTEE No. 9-13 CCO ADVISORY ISSUES SUBCOMMITTEE EQUITY MARKETS ADVISORY COMMITTEE No. 17-13 RE: SEC PUBLISHES RISK ALERT ON INVESTMENT ADVISERS'...