Technology Content

    [20954]   March 15, 2007 TO: ACCOUNTING/TREASURERS MEMBERS No. 7-07 SEC RULES MEMBERS No. 34-07 SMALL FUNDS MEMBERS No. 24-07 TECHNOLOGY ADVISORY COMMITTEE No. 9-07 XBRL WORKING GROUP     RE: ICI COMMENTS ON SEC PROPOSAL TO EXTEND INTERACTIVE DATA VOLUNTARY REPORTING PROGRAM TO...

    [20951]   March 14, 2007 TO: SEC RULES COMMITTEE No. 25-07 TECHNOLOGY ADVISORY COMMITTEE No. 8-07 COMPLIANCE ADVISORY COMMITTEE No. 4-07 CHIEF COMPLIANCE OFFICER COMMITTEE No. 5-07     RE: SEC EXAMINERS' REQUESTS FOR TELEPHONE RECORDS   Under Section 204 of the Investment Advisers...

    [20946]   March 13, 2007 TO: PRIVACY ISSUES WORKING GROUP No. 2-07 SMALL FUNDS MEMBERS No. 22-07 TECHNOLOGY ADVISORY COMMITTEE No. 7-07 OPERATIONS MEMBERS No. 9-07 COMPLIANCE MEMBERS No. 12-07     RE: FEDERAL TRADE COMMISSION PUBLISHES PRACTICAL GUIDANCE FOR BUSINESSES ON...

    [20911]   March 5, 2007 TO: ACCOUNTING/TREASURERS COMMITTEE No. 6-07 SEC RULES COMMITTEE No. 21-07 SMALL FUNDS COMMITTEE No. 8-07 TECHNOLOGY ADVISORY COMMITTEE No. 6-07     RE: DRAFT ICI COMMENTS ON SEC PROPOSAL TO EXTEND INTERACTIVE DATA VOLUNTARY REPORTING PROGRAM TO INCLUDE...

    [20853]   February 7, 2007 TO: SEC RULES COMMITTEE No. 12-07 ACCOUNTING/TREASURERS COMMITTEE No. 2-07 TECHNOLOGY ADVISORY COMMITTEE No. 5-07 SMALL FUNDS COMMITTEE No. 4-07 XBRL WORKING GROUP     RE: SEC PROPOSES TO EXTEND INTERACTIVE DATA VOLUNTARY REPORTING PROGRAM ON THE EDGAR...

    [20850]   February 7, 2007 TO: SEC RULES MEMBERS No. 15-07 COMPLIANCE MEMBERS No. 7-07 SMALL FUNDS MEMBERS No. 15-07 BROKER/DEALER ADVISORY COMMITTEE No. 9-07 TECHNOLOGY ADVISORY COMMITTEE No. 4-07     RE: NASD FINES FUND UNDERWRITER AND RELATED BROKER-DEALERS FOR REGISTRATION...

    [20845]   February 6, 2007 TO: TECHNOLOGY ADVISORY COMMITTEE No. 3-07     RE: TAC MEETING - AGENDA AND SHOP TALK   The next meeting of the Technology Advisory Committee and BCP Sub-Committee will take place on Tuesday and Wednesday February 27 & 28, 2007 in the David Silver...

    [20798]   January 19, 2007 TO: TECHNOLOGY ADVISORY COMMITTEE No. 2-07     RE: TAC MEETING - SPEAKERS, HOTEL DEADLINE AND SHOP TALK   The next meeting of the Technology Advisory Committee and BCP Sub-Committee will take place on Tuesday and Wednesday February 27 & 28, 2007 in the...

    [20750]   January 3, 2007 TO: ACCOUNTING/TREASURERS MEMBERS No. 1-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 1-07 OPERATIONS MEMBERS No. 1-07 PRIMARY CONTACTS - MEMBER COMPLEX No. 1-07 SEC RULES MEMBERS No. 1-07 SMALL FUNDS MEMBERS No. 1-07 TECHNOLOGY ADVISORY COMMITTEE No. 1-07...

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20712] December 21, 2006 TO: TRANSFER AGENT ADVISORY...