[29242] August 11, 2015 TO: ACCOUNTING/TREASURERS MEMBERS No. 18-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 29-15 BROKER/DEALER ADVISORY COMMITTEE No. 39-15 CHIEF RISK OFFICER COMMITTEE No. 20-15 CLOSED-END INVESTMENT COMPANY MEMBERS No. 26-15 COMPLIANCE MEMBERS No. 23-15...
[29228] August 5, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 57-15 RE: DRAFT COMMENT LETTER TO CFTC ON ROUNDTABLE REGARDING PROCESS FOR MAKING A SWAP AVAILABLE TO TRADE – YOUR COMMENTS REQUESTED BY AUGUST 11 On July 15, 2015, the Division of Market Oversight of the...
[29201] July 28, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 56-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 42-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 37-15 INTERNATIONAL COMMITTEE No. 40-15 RE: DRAFT ICI GLOBAL RESPONSE TO EUROPEAN COMMISSION CONSULTATION ON EMIR...
[29175] July 13, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 54-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 35-15 REGISTERED FUND CPO ADVISORY COMMITTEE SECURITIES OPERATIONS ADVISORY COMMITTEE RE: CFTC PROPOSES RULE ON THE APPLICATION OF MARGIN REQUIREMENTS FOR UNCLEARED...
[29173] July 13, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 53-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 34-15 INTERNATIONAL MEMBERS No. 26-15 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ICI GLOBAL COMMENT LETTER TO SEC ON CROSS-BORDER SECURITY-BASED SWAP ACTIVITIES ...
[29155] July 9, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 52-15 INTERNATIONAL MEMBERS No. 25-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 33-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 38-15 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ICI GLOBAL COMMENT LETTER TO EUROPEAN...
[29148] July 7, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 50-15 INTERNATIONAL COMMITTEE No. 36-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 31-15 RE: MEMBER CALL TO DISCUSS EU CONSULTATION ON EMIR IMPLEMENTATION REVIEW ON THURSDAY, JULY 16 AT 12:00 P.M. ET Recently, the...
[29134] June 29, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 49-15 REGISTERED FUND CPO ADVISORY COMMITTEE RE: JULY 7 CALL TO SOLICIT MEMBER FEEDBACK REGARDING CFTC REGULATION 3.10(C)(3) AND NETTING OF UNCLEARED SWAPS We are organizing a brief member call to discuss two areas...
[29127] June 26, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 48-15 INTERNATIONAL COMMITTEE No. 34-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 30-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 35-15 RE: DRAFT ICI GLOBAL COMMENT LETTER TO EUROPEAN AUTHORITIES ON MARGIN FOR...
