Derivatives Market Advisory Committee Content

[29033] May 28, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 35-15 FIXED-INCOME ADVISORY COMMITTEE No. 14-15 INVESTMENT ADVISERS COMMITTEE No. 2-15 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 13-15 SMALL FUNDS COMMITTEE No. 8-15 RE: FHFA UPDATES PROPOSED "SINGLE SECURITY"...

[29036] May 28, 2015 TO: ACCOUNTING/TREASURERS MEMBERS No. 11-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 15-15 BROKER/DEALER ADVISORY COMMITTEE No. 20-15 CHIEF RISK OFFICER COMMITTEE No. 12-15 CLOSED-END INVESTMENT COMPANY MEMBERS No. 18-15 COMPLIANCE MEMBERS No. 20-15...

[29031] May 27, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 34-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 25-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 26-15 INTERNATIONAL COMMITTEE No. 29-15 RE: BANK OF ENGLAND ISSUES CONSULTATION PAPER ON CROSS-BORDER STAY OF TERMINATION...

[29008] May 22, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 33-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 21-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 24-15 INTERNATIONAL COMMITTEE No. 25-15 RE: ESMA ISSUES OPINION ON CALCULATION OF COUNTERPARTY RISK BY UCITS FOR OTC...

[28999] May 21, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 32-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 20-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 23-15 INTERNATIONAL COMMITTEE No. 24-15 RE: EUROPEAN COMMISSION ISSUES PUBLIC CONSULTATION ON REGULATION OF DERIVATIVES...

[28969] May 11, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 31-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 21-15 SEC RULES MEMBERS No. 31-15 RE: COMMENT LETTER TO SEC REQUESTING RE-PROPOSAL OF MARGIN RULES FOR SECURITY-BASED SWAP DEALERS   ICI submitted a letter to the...

[28961] May 7, 2015 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 30-15 ICI GLOBAL MEMBERS No. 17-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 20-15 INVESTMENT ADVISER MEMBERS No. 12-15 SEC RULES MEMBERS No. 30-15 RE: SEC PROPOSES...

[28955] May 5, 2015 TO: ICI GLOBAL TRADING & MARKETS COMMITTEE No. 19-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 29-15 EQUITY MARKETS ADVISORY COMMITTEE No. 7-15 FIXED-INCOME ADVISORY COMMITTEE No. 11-15 RE: ICI GLOBAL TRADING AND MARKETS COMMITTEE MEETING - TUESDAY, JUNE 23 IN...

[28922] April 24, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 28-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 17-15 RE: CFTC STAFF ISSUES NO-ACTION LETTERS PROVIDING RELIEF IN CONNECTION WITH ERRONEOUS SWAP TRADES AND SWAP TRADE CONFIRMATIONS   On April 22, the staff of the...

[28913] April 20, 2015 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 14-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 27-15 INVESTMENT ADVISER MEMBERS No. 10-15 SEC RULES MEMBERS No. 25-15 RE: SEC FINALIZES RULES ON THE REPORTING AND DISSEMINATION OF SECURITY-BASED SWAP INFORMATION  ...