Derivatives Market Advisory Committee Content

[29559] December 17, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 89-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 62-15 REGISTERED FUND CPO ADVISORY COMMITTEE SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ESMA PUBLISHES CONSULTATION PAPER CONCERNING THE LIQUIDATION PERIOD...

[29552] December 16, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 88-15 RE: SAVE THE DATE - DERIVATIVES MARKETS ADVISORY COMMITTEE MEETING TUESDAY, MARCH 8, 2016   The spring in-person meeting of the Derivatives Markets Advisory Committee has been scheduled for Tuesday, March 8...

  [29538] December 10, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 87-15 REGISTERED FUND CPO ADVISORY COMMITTEE RE: CFTC STAFF EXTENDS NO-ACTION RELIEF FROM CERTAIN RECORDKEEPING REQUIREMENTS UNDER REGULATION 1.35(a)   On December 8, the staff of the Commodity Futures Trading...

[29528] December 4, 2015 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 33-15 COMPLIANCE MEMBERS No. 31-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 86-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 30-15 ETF ADVISORY COMMITTEE No. 29-15 INVESTMENT ADVISER MEMBERS No. 29-15 REGISTERED...

[29522] December 3, 2015 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 32-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 85-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 60-15 INTERNATIONAL MEMBERS No. 43-15 INVESTMENT ADVISER MEMBERS No. 28-15 RE: CLEARING DEADLINE SET FOR INTEREST...

[29514] November 23, 2015 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 30-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 84-15 ICI GLOBAL MEMBERS No. 25-15 INTERNATIONAL MEMBERS No. 42-15 INVESTMENT ADVISER MEMBERS No. 27-15 RE: EU REGULATORS ISSUE FINAL REPORT ON THE CLEARING...

[29501] November 19, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 82-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 57-15 INTERNATIONAL MEMBERS No. 40-15 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ESMA PUBLISHES CONSULTATION PAPER REGARDING INDIRECT CLEARING ARRANGEMENTS FOR...

[29507] November 19, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 83-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 58-15 INTERNATIONAL MEMBERS No. 41-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 72-15 RE: ESMA ISSUES FINAL REPORT ON REVISED REGULATORY AND IMPLEMENTING TECHNICAL...

[29495] November 17, 2015 TO: TAX COMMITTEE No. 40-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 81-15 RE: 2015 ISDA PROTOCOL TO ADDRESS SECTION 871 (m) ISDA has published two previous protocols to address the impact of Section 871(m) of the U.S. Internal Revenue Code on derivatives...

[29484] November 12, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 79-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 55-15 REGISTERED FUND CPO ADVISORY COMMITTEE SECURITIES OPERATIONS ADVISORY COMMITTEE RE: U.S. PRUDENTIAL REGULATORS PUBLISH JOINT FINAL MARGIN AND CAPITAL...