Derivatives Market Advisory Committee Content

[29957] June 6, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 26-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 37-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 24-16 INTERNATIONAL COMMITTEE No. 31-16 REGISTERED FUND CPO ADVISORY COMMITTEE SECURITIES OPERATIONS ADVISORY COMMITTEE...

[29950] June 1, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 25-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 23-16 INTERNATIONAL COMMITTEE No. 30-16 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: DRAFT ICI GLOBAL LETTER TO EUROPEAN COMMISSION ON MARGIN REQUIREMENTS FOR UNCLEARED...

[29940] May 31, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 24-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 21-16 RE: ICI SUBMITS COMMENT LETTER IN RESPONSE TO SWAP DATA REPOSITORY RULEBOOK   ICI recently submitted a comment letter to the Securities and Exchange Commission (...

[29923] May 20, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 23-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 20-16 RE: DRAFT ICI COMMENT LETTER ON PROPOSED RULES OF A SECURITY-BASED SWAP DATA REPOSITORY   As previously reported, ICE Trade Vault has submitted an application to...

[29920] May 18, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 12-16 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 15-16 BROKER/DEALER ADVISORY COMMITTEE No. 16-16 CHIEF COMPLIANCE OFFICER COMMITTEE No. 8-16 CHIEF RISK OFFICER COMMITTEE No. 12-16 COMPLIANCE MEMBERS No. 13-16...

[29918] May 17, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 21-16 RE: CFTC STAFF ISSUES RESIDUAL INTEREST DEADLINE REPORT   On May 13th, the staff of the Commodity Futures Trading Commission (“CFTC”) issued a report (“Report”) on whether the deadline should be changed by which...

[29916] May 16, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 20-16 SEC RULES COMMITTEE No. 24-16 FIXED-INCOME ADVISORY COMMITTEE No. 15-16 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 13-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 33-16 RE: BOARD OF GOVERNORS OF THE FEDERAL...

[29907] May 12, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 19-16 RE: ICI SUBMITS JOINT TRADES LETTER ON PROTECTION OF COLLATERAL FOR CLEARED SECURITY-BASED SWAPS   ICI along with the Asset Management Group of the Securities Industry and Financial Markets Association (“SIFMA...

[29893] May 5, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 17-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 16-16 RE: SEC CONSIDERS SECURITY-BASED SWAP DATA REPOSITORY APPLICATION FROM ICE TRADE VAULT   ICE Trade Vault has submitted an application to operate a security-based...

[29854] April 25, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 16-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 28-16 INTERNATIONAL MEMBERS No. 7-16 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: SEC ADOPTS BUSINESS CONDUCT STANDARDS FOR SECURITY-BASED SWAP DEALERS AND MAJOR...