Derivatives Market Advisory Committee Content

[30074] July 26, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 36-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 32-16 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: DRAFT ICI COMMENT LETTER ON PROPOSED RULES OF A SECURITY-BASED SWAP DATA REPOSITORY; MEMBER FEEDBACK REQUESTED BY...

[30066] July 20, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 35-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 31-16 INTERNATIONAL COMMITTEE No. 36-16 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: EU REGULATORS CONSULT ON A DELAY OF THE CLEARING OBLIGATION FOR CERTAIN...

[30041] July 15, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 34-16 RE: ICI DRAFT COMMENT LETTER ON FEDERAL RESERVE BOARD PROPOSAL TO REQUIRE CONTRACTUAL STAYS IN QUALIFIED FINANCIAL CONTRACTS - YOUR COMMENTS REQUESTED BY JULY 25   ICI has drafted a comment letter to the Board...

[30028] July 8, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 13-16 CHIEF COMPLIANCE OFFICER COMMITTEE No. 14-16 CHIEF RISK OFFICER COMMITTEE No. 16-16 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 11-16 COMPLIANCE ADVISORY COMMITTEE No. 6-16 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 33...

[29987] June 17, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 32-16 EQUITY MARKETS ADVISORY COMMITTEE No. 21-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 40-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 28-16 INTERNATIONAL MEMBERS No. 11-16 RE: ONE YEAR DELAY OF MIFID II AND...

[29986] June 16, 2016 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 8-16 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 31-16 INVESTMENT ADVISER MEMBERS No. 11-16 SEC RULES MEMBERS No. 26-16 RE: CFTC PROPOSES ADDITIONAL INTEREST RATE SWAPS FOR CLEARING REQUIREMENT   The Commodity Futures...

[29976] June 10, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 30-16 REGISTERED FUND CPO ADVISORY COMMITTEE RE: CFTC ISSUES SUPPLEMENTAL NOTICE OF PROPOSED RULEMAKING ON POSITION LIMITS   The Commodity Futures Trading Commission (“CFTC” or “Commission”) recently issued proposed...

[29972] June 9, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 29-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 26-16 INTERNATIONAL COMMITTEE No. 32-16 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ESMA PUBLISHES FINAL DRAFT STANDARDS REGARDING INDIRECT CLEARING ARRANGEMENTS FOR...

[29974] June 9, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 11-16 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 28-16 RE: WYDEN DISCUSSION DRAFT ON TAXATION OF DERIVATIVES Senator Ron Wyden (D-Or), Ranking Member on the Senate Finance Committee, recently released a discussion draft to...

[29962] June 6, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 27-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 25-16 INVESTMENT COMMITTEE SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ICI GLOBAL AND THE INVESTMENT ASSOCIATION SUBMIT LETTER TO EUROPEAN COMMISSION TO CLARIFY...