Derivatives Market Advisory Committee Content

[30207] September 6, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 46-16 RE: DERIVATIVES MARKETS ADVISORY COMMITTEE MEETING ON THURSDAY, OCTOBER 20 AND COMMITTEE DINNER ON WEDNESDAY, OCTOBER 19   An in-person meeting of the Derivatives Markets Advisory Committee will be held on...

[30197] September 1, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 18-16 CHIEF COMPLIANCE OFFICER COMMITTEE No. 17-16 CHIEF RISK OFFICER COMMITTEE No. 25-16 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 18-16 COMPLIANCE ADVISORY COMMITTEE No. 10-16 DERIVATIVES MARKETS ADVISORY COMMITTEE...

[30165] August 24, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 44-16 SEC RULES COMMITTEE No. 37-16 FIXED-INCOME ADVISORY COMMITTEE No. 25-16 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 22-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 54-16 RE: OCC ISSUES PROPOSAL ON STAYS IN...

[30157] August 22, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 43-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 37-16 INTERNATIONAL COMMITTEE No. 41-16 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: INTERNATIONAL REGULATORS CONSULT ON CLEARINGHOUSE RECOVERY AND RESOLUTION...

[30151] August 19, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 42-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 35-16 SEC RULES MEMBERS No. 45-16 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: SEC ADOPTS AMENDMENTS TO REGULATION SBSR   The Securities and Exchange Commission (...

[30125] August 10, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 41-16 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 19-16 RE: CFTC STAFF ISSUES INTERPRETATION AND NO-ACTION RELIEF REGARDING THE USE OF MONEY MARKET FUNDS AS INVESTMENT VEHICLES BY DCOS AND FCMS   The staff of the...

[30119] August 5, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 40-16 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 18-16 SEC RULES MEMBERS No. 40-16 RE: ICI FILES COMMENT LETTER ON FEDERAL RESERVE BOARD PROPOSAL TO REQUIRE CONTRACTUAL STAYS IN QUALIFIED FINANCIAL CONTRACTS   ICI...

[30118] August 5, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 39-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 33-16 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ICI SUBMITS COMMENT LETTER IN RESPONSE TO SWAP DATA REPOSITORY RULEBOOK   ICI recently submitted a comment letter...

[30112] August 3, 2016 TO: TAX COMMITTEE No. 22-16 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 38-16 RE: DRAFT COMMENTS ON WYDEN DERIVATIVES PROPOSAL -- COMMENTS REQUESTED Attached for your review are draft comments from the Institute on Senator Wyden’s discussion draft on the taxation...

[30089] July 28, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 16-16 CHIEF COMPLIANCE OFFICER COMMITTEE No. 16-16 CHIEF RISK OFFICER COMMITTEE No. 20-16 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 14-16 COMPLIANCE ADVISORY COMMITTEE No. 8-16 DERIVATIVES MARKETS ADVISORY COMMITTEE No...