Derivatives Market Advisory Committee Content

[29765] March 11, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 4-16 CHIEF COMPLIANCE OFFICER COMMITTEE No. 5-16 CHIEF RISK OFFICER COMMITTEE No. 5-16 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 3-16 COMPLIANCE ADVISORY COMMITTEE No. 2-16 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 6-16...

[29708] February 17, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 5-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 6-16 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: CFTC AND EUROPEAN COMMISSION AGREE ON A COMMON APPROACH FOR REGULATING CCPs   The U.S. Commodity Futures Trading...

[29671] January 27, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 4-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 3-16 REGISTERED FUND CPO ADVISORY COMMITTEE SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ICI GLOBAL COMMENT LETTER TO ESMA ON THE LIQUIDATION PERIOD APPLIED BY...

As previously reported, the Securities and Exchange Commission (“SEC”) issued its proposed liquidity risk management rules for mutual funds and open-end ETFs (“funds”) in late September. SEC Chair White first discussed this liquidity initiative as part of a broader package of reforms...

[29624] January 7, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 2-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 1-16 REGISTERED FUND CPO ADVISORY COMMITTEE SECURITIES OPERATIONS ADVISORY COMMITTEE RE: DRAFT ICI GLOBAL COMMENT LETTER TO ESMA ON THE LIQUIDATION PERIOD APPLIED BY...

  [29609]   January 5, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 1-16 RE: 2016 SCHEDULE OF IN-PERSON MEETINGS OF THE DERIVATIVES MARKETS ADVISORY COMMITTEE   Please find below the dates for the in-person meetings of the Derivatives Markets Advisory Committee in 2016.  An...

[29589] December 23, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 92-15 REGISTERED FUND CPO ADVISORY COMMITTEE RE: CFTC ADOPTS AMENDMENTS EXCLUDING COMMODITY TRADING ADVISORS FROM ORAL RECORDKEEPING REQUIREMENT   The Commodity Futures Trading Commission (“CFTC”) recently...

[29587] December 22, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 91-15REGISTERED FUND CPO ADVISORY COMMITTEESECURITIES OPERATIONS ADVISORY COMMITTEE RE: CFTC ADOPTS FINAL MARGIN REQUIREMENTS FOR UNCLEARED SWAPS The Commodity Futures Trading Commission (“CFTC” or “Commission”)...

[29586] December 22, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 32-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 41-15 BROKER/DEALER ADVISORY COMMITTEE No. 56-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 21-15 COMPLIANCE ADVISORY COMMITTEE No. 11-15 DERIVATIVES MARKETS ADVISORY...

[29566] December 17, 2015 TO: ACCOUNTING/TREASURERS MEMBERS No. 26-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 38-15 BROKER/DEALER ASSOCIATE MEMBERS No. 2-15 CHIEF RISK OFFICER COMMITTEE No. 24-15 COMPLIANCE MEMBERS No. 33-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 32-15...