Derivatives Market Advisory Committee Content

[30316] October 14, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 30-16BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 38-16BROKER/DEALER ADVISORY COMMITTEE No. 35-16CHIEF RISK OFFICER COMMITTEE No. 30-16CLOSED-END INVESTMENT COMPANY MEMBERS No. 20-16COMPLIANCE MEMBERS No. 31...

[30313] October 14, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 55-16EQUITY MARKETS ADVISORY COMMITTEE No. 44-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 52-16INTERNATIONAL COMMITTEE No. 57-16SECURITIES OPERATIONS ADVISORY COMMITTEE RE: DISCUSSION PAPER ON ESMA’s PROPOSAL ON...

[30308] October 14, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 28-16DERIVATIVES MARKETS ADVISORY COMMITTEE No. 54-16ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 24-16ETF ADVISORY COMMITTEE No. 23-16EQUITY MARKETS ADVISORY COMMITTEE No. 43-16FIXED-INCOME ADVISORY COMMITTEE No. 35...

[30305] October 12, 2016 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 19-16DERIVATIVES MARKETS ADVISORY COMMITTEE No. 53-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 51-16INVESTMENT ADVISER MEMBERS No. 20-16SEC RULES MEMBERS No. 56-16 RE: SEC ADOPTS AMENDED STANDARDS FOR COVERED...

[30294] October 6, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 51-16 RE: REGISTER FOR DERIVATIVES MARKETS ADVISORY COMMITTEE MEETING ON THURSDAY, OCTOBER 20 An in-person meeting of the Derivatives Markets Advisory Committee is scheduled for Thursday, October 20 at ICI’s office...

[30295] October 6, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 52-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 48-16INTERNATIONAL COMMITTEE No. 53-16SECURITIES OPERATIONS ADVISORY COMMITTEE RE: DRAFT ICI GLOBAL COMMENT LETTER IN RESPONSE TO FSB AND CPMI-IOSCO CONSULTATIONS ON...

[30288] October 3, 2016 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 18-16DERIVATIVES MARKETS ADVISORY COMMITTEE No. 50-16EQUITY MARKETS ADVISORY COMMITTEE No. 38-16INVESTMENT ADVISER MEMBERS No. 19-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 46-16SEC RULES MEMBERS No. 55-16 RE...

[30280] September 29, 2016 TO: TAX MEMBERS No. 17-16DERIVATIVES MARKETS ADVISORY COMMITTEE No. 49-16 RE: ICI SUBMITS COMMENTS ON SEN. WYDEN'S DISCUSSION DRAFT ON TAXATION OF DERIVATIVES The Institute has submitted the attached comments on Finance Committee Ranking Member Wyden’s...

[30279] September 28, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 48-16FIXED-INCOME ADVISORY COMMITTEE No. 31-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 65-16MONEY MARKET FUNDS ADVISORY COMMITTEE No. 25-16SEC RULES COMMITTEE No. 45-16 RE: DRAFT COMMENT LETTER ON OCC PROPOSAL...

[30277] September 28, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 26-16CHIEF COMPLIANCE OFFICER COMMITTEE No. 20-16CHIEF RISK OFFICER COMMITTEE No. 28-16CLOSED-END INVESTMENT COMPANY MEMBERS No. 16-16COMPLIANCE MEMBERS No. 29-16DERIVATIVES MARKETS ADVISORY COMMITTEE No. 47...