[30539] January 25, 2017 TO: Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee RE: CFTC Proposes Amendments to Recordkeeping Rule to Reflect Changes in Technology; Member Call on February 3, 2017 Recently, the Commodity Futures Trading Commission (“CFTC” or...
[30534] January 24, 2017 TO: Derivatives Markets Advisory Registered Fund CPO Advisory Securities Operations Advisory Committee RE: Draft Comment Letter Requesting a Delay to the March 1 Variation Margin Compliance Date; Member Comments Requested by January 27, 2017 As previously...
[30530] January 23, 2017 TO: Derivatives Markets Advisory Committee RE: Save the Date - Derivatives Markets Advisory Committee Meeting - Thursday, April 27, 2017 The spring in-person meeting of the Derivatives Markets Advisory Committee has been scheduled for Thursday, April 27. The...
[30531] January 23, 2017 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Compliance Derivatives International/Global Operations Portfolio Oversight Risk Oversight Systemic Risk RE: FSB Issues Final Policy Recommendations to Address "Structural Vulnerabilities...
[30504] January 5, 2017 TO: ICI Members ICI Global Members Equity Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee International Committee SUBJECTS: International/Global MiFID, EMIR, AIFMD, UCITS V Trading and Markets RE: ICI...
[30506] January 5, 2017 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee RE: Reminder of March 1, 2017 Deadline for New Variation Margin Requirements for Derivatives Transactions This memorandum is to remind members that transact in uncleared...
[30498] January 4, 2017 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee International Committee Securities Operations Advisory Committee RE: European Commission Issues Proposed Regulations to Address the Recovery and Resolution of Clearinghouses The...
[30494] December 22, 2016 TO: ICI Members SUBJECTS: Exchange-Traded Funds (ETFs) Trading and Markets RE: ICI Submits Comment Letter to SEC on proposed Amendment to the Limit Up-Limit Down Plan (Single Stock Circuit Breakers) ICI submitted a comment letter urging the Securities and...
[30491] December 20, 2016 TO: ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee SUBJECTS: Exchange-Traded Funds (ETFs) Trading and Markets RE: European Union Finalizes Margin Requirements for...
[30486] December 19, 2016 TO: ICI MembersICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee International Committee Registered Fund CPO Advisory Committee Securities Operations Advisory Committee...
